Please see "Users Manual -1.pdf" for FCC and IC manual statements. 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ (QWHULQJ GHVWLQDWLRQV 6SHFLDO GHVWLQDWLRQ HQWU\ 5RXWH JXLGDQFH '\QDPLF URXWH JXLGDQFH 'HVWLQDWLRQ PHPRU\ 3UHYLRXV GHVWLQDWLRQV 1DYLJDWLRQ V\VWHP &20$1'B
&20$1'B$.% HQ *% G LQVFKP ,QWURGXFWLRQ ,QWURGXFWLRQ 6DIHW\ QRWHV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 7R LQVWDOO WKH PDS VRIWZDUH SURFHHG DV GHVFULEHG LQ WKH 8SGDWH SURFHVV VHFWLRQ SDJH 5LVN RI DFFLGHQW )RU VDIHW\ UHDVRQV RQO\ HQWHU D QHZ GHVWLQD WLRQ ZKHQ WKH YHKLFOH LV VWDWLRQDU\
7 6HLWH 9HUVLRQ ,QWURGXFWLRQ DUH QRW FRQVLVWHQW ZLWK WKH DFWXDO ORFDWLRQ RI WKH YHKLFOH =&20$1' GRHV QRW JHQHUDWH QDYLJDWLRQ DQQRXQFHPHQWV =LQVWHDG RI WKH URXWH JXLGDQFH GLVSOD\V \RX VHH WKH 1HH TQCF GLVSOD\ DQG D GLUHFWLRQDO DUURZ 7KH GLUHFWLRQ DUURZ VKRZV WKH FRP SDVV KHDGLQJ WR WKH GHVWLQDWLRQ :KHQ SRVLWLRQLQJ LV FRPSOHWH URXWH JXLGDQFH LV UHVXPHG ZLWK QDYLJDWLRQ DQQRXQFHPHQWV DQG URXWH JXLGDQFH GLVSOD\V ,QWHUUXSWLQJ WKH MRXUQH\ GXULQJ URXWH JXLGDQFH 7KH
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ 1DYL 1DYL 6HOHFWLQJ V\PEROV IRU VSHFLDO GHVWLQDWLRQV RQ WKH PDS R 5HDGLQJ RXW WKH 70& PHVVDJHV DXWR PDWLFDOO\ 6HOHFWLQJ WH[W LQIRUPDWLRQ RQ WKH PDS R $FWLYDWLQJ RU GHDFWLYDWLQJ YROXPH OLP LWHU 1DYLJDWLRQ V\VWHP R 6ZLWFKLQJ WRSRJUDSKLFDO PDS RQ RU RII R 6ZLWFKLQJ PRWRUZD\ LQIRUPDWLRQ RQ RII $YRLGLQJ DQ DUHD $YDLODEOH ZKHQ URXWH JXLGDQFH LV DFWLYH DQG LQDFWLYH *XLGH 70& 3RVLWLRQ 'LVSOD\LQJ
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ $OVR DYDLODEOH ZKHQ URXWH JXLGDQFH LV DFWLYH R &DOOLQJ XS WKH WUDIILF MDP IXQFWLRQ $OWHUQDWLYH URXWH 7UDIILF MDP DOHUW &DOOLQJ XS GHVWLQDWLRQ LQIRUPDWLRQ &DOOLQJ XS URXWH EURZVHU &DOOLQJ XS WKH FXUUHQW QDYLJDWLRQ DQQRXQFH PHQW 1DYLJDWLRQ V\VWHP 5RXWH 6ZLWFKLQJ WR QDYLJDWLRQ PRGH 3UHVV WKH Ø IXQFWLRQ EXWWRQ RU 6HOHFW 0CXK IURP WKH PDLQ IXQFWLRQV PHQX EDU 7KH PDS YLHZ LV GLVSOD\HG ZLWK WK
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ +LGLQJ VKRZLQJ WKH PHQX V\VWHP 7R IDGH RXW VOLGH }: DQG ZKHQ WKH (WNN UETGGP PHQX LWHP LV GLVSOD\HG SUHVV ~ 1DYLJDWLRQ V\VWHP RU 3UHVV WKH ! EXWWRQ 7KH PHQX V\VWHP LV KLGGHQ 7KH PDS FDQ EH VHHQ LQ WKH IXOO VFUHHQ GLVSOD\ 7R VKRZ SUHVV ~ LQ WKH IXOO VFUHHQ PDS GLVSOD\ 0DS IXQFWLRQV $GMXVWLQJ WKH PDS VFDOH G ,W LV RQO\ SRVVLEOH WR DGMXVW WKH PDS VFDOH ZLWK WKH PHQX V\VWHP KLGGHQ IXOO
&20$1'B$.
&20$1'B$.% HQ *% G LQVFKP ,QWURGXFWLRQ 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 6DPH URXWH W\SH DV (CUV TQWVG &20$1' DOVR WDNHV LQWR FRQVLGHUDWLRQ DQ\ 5'6 70& WUDIILF DQQRXQFHPHQWV WKDW DUH UHFHLYHG IRU URXWH JXLGDQFH 7KXV WKH QDYLJDWLRQ V\VWHP LV DEOH WR JXLGH \RX DURXQG D WUDIILF MDP IRU H[DPSOH ,I D TXLFNHU URXWH LV GHWHU PLQHG GXH WR D UHFHLYHG 5'6 70& WUDIILF DQQRXQFHPHQW WKH QDYLJDWLRQ V\VWHP FKDQJHV WKH URXWH ,I SRVVLEOH LW ZLOO E\SDVV EORFNDJHV
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ 0DS RULHQWDWLRQ 7XUQ _:` RU VOLGH }:È WR VHOHFW DQ RSWLRQ 3UHVV WKH ~ EXWWRQ 7KH VHWWLQJ LV DFFHSWHG DQG \RX H[LW WKH PHQX 7R H[LW D PHQX ZLWKRXW PDNLQJ FKDQJHV VOLGH {:| RU 3UHVV WKH ! EXWWRQ +LGH WKH PHQX V\VWHP SDJH 7KH PDS RULHQWDWLRQ FKDQJHV DFFRUGLQJO\ = &XUUHQWO\ VHW PDS RULHQWDWLRQ 7KH IROORZLQJ GLVSOD\ PRGHV DUH SRVVLEOH =C 1RUWK RULHQWDWLRQ WKH PDS YLHZ LV GLV
&20$1'B$.% HQ *% G LQVFKP ,QWURGXFWLRQ DEOH LQ DOO FRXQWULHV $V D UHVXOW FHUWDLQ VSHFLDO GHVWLQDWLRQ LFRQV PD\ QRW EH GLV SOD\HG RQ WKH PDS HYHQ LI WKH LFRQ GLVSOD\ LV VZLWFKHG RQ 7R H[LW D PHQX VOLGH {:| RU 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 3UHVV WKH ! EXWWRQ +LGH WKH PHQX V\VWHP SDJH HQWO\ RI WKH FURVVKDLU SRVLWLRQ VXFK DV D URDG QDPH LI WKH GLJLWDO PDS VXSSRUWV WKLV GDWD G 'XULQJ URXWH FDOFXODWLRQ RU LI WKH YHKLFOH LV
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ ,QWURGXFWLRQ 'LVSOD\ VZLWFKHG RII G 'XULQJ WKH 0RYH PDS IXQFWLRQ \RX FDQ VHH DGGLWLRQDO GDWD GHSHQGLQJ RQ WKH SRVL WLRQ RI WKH FURVVKDLU VXFK DV D URDG QDPH LI WKH GLJLWDO PDS VXSSRUWV WKLV GDWD ,I \RX DFWLYDWH RU GHDFWLYDWH D URXWH EORFN ZKLOH URXWH JXLGDQFH LV DFWLYH &20$1' ZLOO FDOFXODWH D QHZ URXWH ,I \RX DFWLYDWH RU GHDF WLYDWH D URXWH EORFN ZKLOH URXWH JXLGDQFH LV LQDFWLYH &20$1' ZLOO XVH WKH QHZ VHW
&20$1'B$.% HQ *% G LQVFKP ,QWURGXFWLRQ 7R PRYH WKH PDS FURVVKDLU VOLGH {:| }:È RU w:^ 7R VHW WKH PDS V VFDOH RQFH \RX WXUQ _:` \RX ZLOO VHH WKH PDS VFDOH 7XUQLQJ FORFNZLVH ]RRPV RXW IURP WKH PDS WXUQLQJ DQWL FORFNZLVH ]RRPV LQ 7XUQ _:` XQWLO WKH GHVLUHG VFDOH LV VHW 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 7R DGG DQ DUHD WR EH DYRLGHG SUHVV ~ $ UHG VTXDUH DSSHDUV RQ WKH PDS 7R VHW WKH VL]H RI WKH VTXDUH WXUQ _:` 7KH VTXDUH LV HQODUJHG R
7 6HLWH 9HUVLRQ ,QWURGXFWLRQ LV LQ PRWLRQ VR WKH XSGDWH ZLOO EH FRQFOX GHG PRUH TXLFNO\ ,I \RX FDUU\ RXW WKH XSGDWH ZLWK WKH HQJLQH VZLWFKHG RII DQG WKH VWDUWHU EDWWHU\ KDV LQVXIILFLHQW SRZHU &20$1' PD\ DXWRPDW LFDOO\ VZLWFK RII GXULQJ WKH SURFHVV LQ RUGHU WR SURWHFW WKH EDWWHU\ ,I WKLV RFFXUV UHVWDUW WKH XSGDWH ZLWK WKH HQJLQH UXQQLQJ 8SGDWLQJ WKH PDS VRIWZDUH 7KH GLJLWDO PDSV JHQHUDWHG E\ WKH PDS VRIW ZDUH EHFRPH RXWGDWHG LQ WKH VDPH ZD\ DV FRQYHQWLRQDO URDG
&20$1'B$.% HQ *% G LQVFKP ,QWURGXFWLRQ 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 3UHVV WKH Y ORDG EXWWRQ $ PHQX VKRZV WKH FXUUHQW PDJD]LQH FRQ WHQWV SDJH 7R VHOHFW WKH HPSW\ PDJD]LQH WUD\ WXUQ _:` RU VOLGH {:| 7R VWDUW ORDGLQJ SUHVV ~ 7KHQ \RX VHH WKH 2NGCUG KPUGTV FKUE Z PHVVDJH 6OLGH WKH '9' LQWR VORW > ZLWK WKH SULQWHG VLGH IDFLQJ XSZDUGV 7KH '9' FKDQJHU GUDZV WKH '9' LQ
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV 7DNH WKH '9' RXW RI VORW = 7KH XSGDWH LV FRPSOHWH G ,I WKH XSGDWH LV QRW VXFFHVVIXOO\ FRPSOH WHG \RX ZLOO VHH D PHVVDJH WKDW WKH PDS XSGDWH LV QRW SRVVLEOH 7R FRQILUP WKH PHVVDJH SUHVV ~ &20$1' HMHFWV WKH '9' 7DNH WKH '9' RXW RI VORW = 7KH XSGDWH PD\ QRW EH VXFFHVVIXOO\ FRPSOH WHG IRU WKH IROORZLQJ UHDVRQV ='9' GLUW\ RU VFUDWFKHG &OHDQ WKH '9' 2EVHUYH WKH LQIRUPD WLRQ LQ WK
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV =HQWHULQJ FKDUDFWHUV =GHOHWLQJ DQ HQWU\ =DFFHSWLQJ WKH ILUVW OLVW HQWU\ =FDQFHOOLQJ DQ HQWU\ 1DYLJDWLRQ V\VWHP SURFHHG DV GHVFULEHG LQ 7RZQ OLVW ZLWK LQSXW FKDUDFWHUV SDJH $GGUHVV LQSXW PHQX 0HQX LWHPV LQ WKH DGGUHVV LQSXW PHQX 'HSHQGLQJ RQ WKH VHTXHQFH LQ ZKLFK \RX HQWHU WKH DGGUHVV DQG RQ WKH GDWD VWDWXV RI WKH GLJLWDO PDS VRPH PHQX LWHPV PD\ QRW EH DYDLODEOH DW DOO RU PD\ Q
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV /LVW RI WRZQV ZLWK LQSXW FKDUDFWHUV 6PDUW VSHOOHU G LV DXWRPDWLFDOO\ DFWLYDWHG 6OLGH }:È WR VZLWFK EHWZHHQ WKH OLQHV LQ WKH VSHOOHU 7R FRQILUP WKH FKDUDFWHU VHOHFWLRQ SUHVV ~ ,Q VRPH FDVHV SRVVLEOH 7R FKDQJH WKH FKDUDFWHU VHW IRU WKH VPDUW VSHOOHU VHOHFW < $OWHUQDWLYHO\ \RX FDQ DOVR HQWHU FKDUDFWHUV XVLQJ WKH QXPEHU NH\SDG GLUHFW LQSXW ([DPSOH 3UHVV RQH RI WKH QXPEHU SDG EX
&20$1'B$.% HQ *% G LQVFKP (QWHULQJ GHVWLQDWLRQV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 'HOHWLQJ DQ HQWU\ 7R GHOHWH VLQJOH FKDUDFWHUV VHOHFW * DW WKH ERWWRP ULJKW KDQG VLGH RI WKH VSHOOHU DQG SUHVV ~ RU 3UHVV WKH m EXWWRQ QH[W WR WKH &20$1' FRQWUROOHU 6OLGH }: UHSHDWHGO\ XQWLO WKH OLVW LV GLV SOD\HG ZLWKRXW WKH VSHOOHU RU 6HOHFW ® DQG SUHVV ~ /LVW RI WRZQV ZLWKRXW LQSXW FKDUDFWHUV 7R GHOHWH DQ HQWLUH HQWU\ VHOHFW * DQG SUHVV DQG KROG ~ XQ
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV (QWHULQJ D SRVWFRGH 6HOHFW 2QUVEQFG LQ WKH DGGUHVV LQSXW PHQX SDJH 7KH GLVSOD\ VKRZV WKH SRVWFRGH OLVW HLWKHU ZLWK LQSXW FKDUDFWHUV RU ZLWKRXW LQSXW FKDU DFWHUV SDJH :KHWKHU RU QRW WKH LQSXW FKDUDFWHUV DUH GLVSOD\HG GHSHQGV RQ KRZ PDQ\ SRVWFRGHV DUH DYDLODEOH IRU WKH FRXQWU\ VHOHFWHG 3RVWFRGH OLVW ZLWK LQSXW FKDUDFWHUV ,I WKLV OLVW DSSHDUV LQ WKH GLVSOD\ LQSXW FKDU DFWHUV H
&20$1'B$.% HQ *% G LQVFKP (QWHULQJ GHVWLQDWLRQV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ $FFHSWLQJ WKH KLJKOLJKWHG OLVW HQWU\ 3UHVV DQG KROG ~ XQWLO WKH DGGUHVV LQSXW PHQX DSSHDUV DJDLQ ,W FRQWDLQV WKH DFFHSWHG HQWU\ IURP WKH OLVW DQG \RX KHDU D WRQH RU ,I &20$1' LV DEOH WR XQDPELJXRXVO\ DVVLJQ WKH FKDUDFWHUV HQWHUHG WR RQH WRZQ WKH DGGUHVV HQWU\ PHQX DXWRPDWLFDOO\ VKRZV WKH VHOHFWHG OLVW HQWU\ &KDQJLQJ WR WKH SRVWFRGH OLVW ZLWKRXW LQSXW FKDUDFWHUV ,W LV D
7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV =HQWHULQJ FKDUDFWHUV =GHOHWLQJ DQ HQWU\ =DFFHSWLQJ WKH KLJKOLJKWHG OLVW HQWU\ =FDQFHOOLQJ DQ HQWU\ =VZLWFKLQJ WR WKH OLVW ZLWKRXW LQSXW FKDU DFWHUV SURFHHG DV GHVFULEHG LQ 7RZQ OLVW ZLWK LQSXW FKDUDFWHUV SDJH 6HOHFW %GPVTG LQ WKH DGGUHVV LQSXW PHQX 7KH GLVSOD\ VKRZV WKH FHQWUH OLVW HLWKHU ZLWK LQSXW FKDUDFWHUV RU ZLWKRXW LQSXW FKDUDF WHUV :KHWKHU RU QRW WKH LQSXW FKDUDFWHUV DUH GLVSOD\HG GHSHQGV RQ KRZ PDQ\ FHQ
&20$1'B$.% HQ *% G LQVFKP (QWHULQJ GHVWLQDWLRQV &HQWUH OLVW ZLWKRXW LQSXW FKDUDFWHUV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 7R VHOHFW D FHQWUH WXUQ _:` RU VOLGH }:È 7R FDQFHO WKH VHOHFWLRQ VHOHFW $CEM DQG SUHVV ~ RU 3UHVV WKH ! EXWWRQ 7R FRQILUP \RXU VHOHFWLRQ SUHVV ~ $IWHU \RX KDYH FRQILUPHG \RXU VHOHFWLRQ WKH DGGUHVV LQSXW PHQX DSSHDUV DJDLQ &20$1' KDV DFFHSWHG WKH VHOHFWHG FHQWUH DQG DXWRPDWLFDOO\ HQWHUHG LW LQ WKH DGGUHVV LQSXW PHQ
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV 7R VHOHFW D KRXVH QXPEHU WXUQ _:` RU VOLGH }:È 7R FDQFHO WKH VHOHFWLRQ VHOHFW $CEM DQG SUHVV ~ RU 3UHVV WKH ! EXWWRQ 7R FRQILUP \RXU VHOHFWLRQ SUHVV ~ $IWHU \RX KDYH FRQILUPHG \RXU VHOHFWLRQ WKH DGGUHVV LQSXW PHQX DSSHDUV DJDLQ &20$1' KDV DFFHSWHG WKH VHOHFWHG KRXVH QXPEHU DQG DXWRPDWLFDOO\ HQWHUHG LW LQ WKH DGGUHVV LQSXW PHQX
&20$1'B$.% HQ *% G LQVFKP (QWHULQJ GHVWLQDWLRQV -XQFWLRQ OLVW ZLWKRXW LQSXW FKDUDFWHUV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 6HOHFW 5VCTV LQ WKH DGGUHVV LQSXW PHQX 5RXWH FDOFXODWLRQ ZLOO VWDUW LI URXWH JXLG DQFH KDV QRW DOUHDG\ EHHQ DFWLYDWHG ,I URXWH JXLGDQFH KDV DOUHDG\ EHHQ DFWLYD WHG D SURPSW ZLOO DSSHDU DVNLQJ ZKHWKHU \RX ZLVK WR HQG WKH FXUUHQW URXWH JXLGDQFH 6HOHFW ;GU RU 0Q ,I \RX VHOHFW ;GU &20$1' ZLOO VWRS URXWH JXLGDQFH DQG VWDUW UR
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV DQ HQWU\ QDPHG 0\ DGGUHVV
&20$1'B$.% HQ *% G LQVFKP (QWHULQJ GHVWLQDWLRQV $FFHSWLQJ WKH KLJKOLJKWHG OLVW HQWU\ 3UHVV DQG KROG ~ XQWLO WKH DGGUHVV LQSXW PHQX DSSHDUV DJDLQ 7KH DFFHSWHG OLVW HQWU\ DSSHDUV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 6ZLWFKLQJ WR WKH OLVW ZLWKRXW LQSXW FKDU DFWHUV ,I WKHUH LV DQ XQDPELJXRXV HQWU\ LQ WKH GHVWL QDWLRQ PHPRU\ WKHQ ® LV KLJKOLJKWHG LQ WKH LQSXW FKDUDFWHUV 3UHVV ~ ,W LV DOVR SRVVLEOH WR FKDQJH WR WKH OLVW DW DQ\ WLPH GXULQJ FKDUDFWHU LQS
7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV QDWLRQ EXW LW LV ZLWKLQ WKH DUHD RI WKH GLJLWDO PDS 7R VHOHFW D GHVWLQDWLRQ SUHVV ~ ,I WKH GHVWLQDWLRQ OLHV RXWVLGH WKH GLJLWLVHG DUHD &20$1' XVHV WKH QHDUHVW GLJLWLVHG URXWH IRU LWV FDOFXODWLRQV
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ (QWHULQJ GHVWLQDWLRQV 1DYLJDWLRQ V\VWHP (QWHULQJ SUHGHILQHG GHVWLQDWLRQV 6ZLWFK WR QDYLJDWLRQ PRGH SDJH DQG GLVSOD\ WKH PHQX V\VWHP SDJH 6HOHFW &GUVKPCVKQPT5VQRQXGT 1R LQWHUPHGLDWH VWRS 6HOHFW D FDWHJRU\ 7KHUH LV DOUHDG\ DQ LQWHUPHGLDWH VWRS 7R FKDQJH VHOHFW %JCPIG UVQRQXGT 6HOHFW D FDWHJRU\ (QWHU DQRWKHU GHVWLQDWLRQ DV DQ LQWHUPHGL DWH VWRS SDJH RU 6HOHFWLQJ D F
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 6SHFLDO GHVWLQDWLRQ HQWU\ G (QWHULQJ D VSHFLDO GHVWLQDWLRQ LQ WKH YLFLQ LW\ RI WKH GHVWLQDWLRQ LV RQO\ SRVVLEOH ZKHQ URXWH JXLGDQFH LV DFWLYH =(TQO URGEKCN FGUVKPCVKQPU 6HOHFW D PHQX LWHP 6XEVHTXHQW GHVWLQDWLRQ LQSXW PD\ GLIIHU GHSHQGLQJ RQ \RXU VHOHFWLRQ 6HOHFW #FFTGUU GPVT[ (QWHU D GHVWLQDWLRQ E\ DGGUHVV SDJH 6HOHFW (TQO OGOQT[ (QWHU D GHVWLQDWLRQ IURP WKH GHVWLQDWLRQ PHPRU\ SDJH 6HOHFW (TQO
&20$1'B$.% HQ *% G LQVFKP 6SHFLDO GHVWLQDWLRQ HQWU\ (QWHULQJ D VSHFLDO GHVWLQDWLRQ XVLQJ QDPH VHDUFK G 7KLV IXQFWLRQ JLYHV \RX DFFHVV WR DOO VSH FLDO GHVWLQDWLRQV DYDLODEOH LQ WKH GLJLWDO PDS 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ ,Q PDS YLHZ ZLWK WKH PHQX V\VWHP GLV SOD\HG VHOHFW &GUVKPCVKQP T (TQO 21+U T 5GCTEJ D[ PCOG
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 6SHFLDO GHVWLQDWLRQ HQWU\ WKH FKDUDFWHUV WKDW DUH FXUUHQWO\ DYDLODEOH :KLFK WKHVH DUH GHSHQGV RQ WKH FXUUHQW LQSXW VWULQJ DQG WKH GDWD FRQWDLQHG RQ WKH GLJLWDO PDS :KHQ FKDUDFWHUV DUH HQWHUHG OLVW HQWU\ B DOZD\V VKRZV WKH FDWHJRU\ WKDW PRVW FORVHO\ PDWFKHV WKH FXUUHQW LQSXW VWULQJ &20$1' WKHQ DXWRPDWLFDOO\ DGGV SODXVLEOH FKDUDFWHUV @ WR WKRVH DOUHDG\ HQWHUHG E\ XVHU > (QWHULQJ FKDUDFWHUV 7R VHOHFW D FKDUDFWHU W
&20$1'B$.% HQ *% G LQVFKP 6SHFLDO GHVWLQDWLRQ HQWU\ 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ G ,I \RX VHOHFW WKH #.. OLVW LWHP WKH VSHFLDO GHVWLQDWLRQ OLVW FRQWDLQV DOO VSHFLDO GHVWL QDWLRQV IRU DOO VXEFDWHJRULHV LQ WKH 4'5 6#74#06 PDLQ FDWHJRU\ ZKLFK OLH ZLWKLQ WKH VHDUFK UDGLXV 7KH /14' OLVW LWHP DW WKH HQG RI WKH OLVW FRQWDLQV DOO VSHFLDO GHVWLQDWLRQV ZKLFK FDQQRW EH DVVLJQHG WR DQ\ VXEFDWH JRU\ RI WKH 4'56#74#06 PDLQ FDWHJRU\ DQG ZKLFK OLH ZLWKLQ WKH VH
7 6HLWH 9HUVLRQ 6SHFLDO GHVWLQDWLRQ HQWU\ ([DPSOH GLVSOD\ = /LQHDU GLUHFWLRQ WR WKH VSHFLDO GHVWLQDWLRQ = 6SHFLDO GHVWLQDWLRQ ZLWK DGGUHVV > /LQHDU GLVWDQFH WR WKH VSHFLDO GHVWLQDWLRQ @ 7R VWRUH DQ DGGUHVV LQ WKH GHVWLQDWLRQ @ 6SHFLDO GHVWLQDWLRQ B 6HOHFWHG VXEFDWHJRU\ G 'LVSOD\V = DQG > DUH QRW YLVLEOH LI \RX KDYH HQWHUHG D VSHFLDO GHVWLQDWLRQ ZLWKLQ D JLYHQ WRZQ DQG RQO\ WKH FRXQWU\ DQG WRZQ KDYH EHHQ HQWHUHG ,FRQ = LV QRW VKRZQ HLWKHU ZKHQ HQWHULQJ D VSHFLDO G
&20$1'B$.% HQ *% G LQVFKP 6SHFLDO GHVWLQDWLRQ HQWU\ 6SHFLDO GHVWLQDWLRQ OLVW ZLWK VSHOOHU ,I \RX KDYH VHOHFWHG (QWHULQJ D VSHFLDO GHV WLQDWLRQ XVLQJ QDPH VHDUFK SDJH WKH OLVW RI DOO DYDLODEOH VSHFLDO GHVWLQDWLRQV RQ WKH GLJLWDO PDS DSSHDUV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 6OLGH }: XQWLO WKH OLVW LV GLVSOD\HG ZLWKRXW WKH VSHOOHU RU 6HOHFW ® DQG SUHVV ~ 7KH IXOO DGGUHVV RI WKH VSHFLDO GHVWLQDWLRQ DSSHDUV 7R FDQFHO WKH VHOHFWLRQ
7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH &20$1' PD\ JLYH LQFRUUHFW GULYLQJ UHFRP PHQGDWLRQV LI WKH GDWD RQ WKH GLJLWDO PDS GRHV QRW FRUUHVSRQG WR WKH DFWXDO FRQGLWLRQV H J WKH URDG OD\RXW KDV FKDQJHG )RU WKLV UHDVRQ \RX PXVW DOZD\V REVHUYH WKH UHVSHFWLYH URDG DQG WUDIILF UXOHV DQG UHJXOD WLRQV GXULQJ \RXU MRXUQH\ 5RDG DQG WUDIILF UXOHV DQG UHJXODWLRQV DOZD\V KDYH SULRULW\ RYHU V\VWHP GULYLQJ UHFRPPHQGDWLRQV = ,QIRUPDWLRQ DERXW WKH KLJKOLJKWHG VSHFLDO GHVWLQDWLRQ > +LJKOL
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH 1DYLJDWLRQ V\VWHP TKIJV PHVVDJH 7KH GLVSOD\ LV QRW VSOLW DQG VKRZV WKH PDS RYHU WKH IXOO ZLGWK = 1H[W URDG > 3RLQW DW ZKLFK WKH FKDQJH RI GLUHFWLRQ = 3RLQW DW ZKLFK WKH FKDQJH RI GLUHFWLRQ WDNHV SODFH OLJKW EOXH GRW > 1H[W URDG @ &XUUHQW YHKLFOH SRVLWLRQ WKH WULDQJOH SRLQWV LQ WKH YHKLFOH¶V GLUHFWLRQ RI WUDYHO B &XUUHQW VWUHHW G 'HSHQGLQJ RQ WKH EDVLF VHWWLQJ VHOHFWLRQ LQ ,QIRUPDWLRQ RQ PDS
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH 1DYLJDWLRQ V\VWHP ([DPSOH RI D GLVSOD\ ZLWKRXW FKDQJHV RI GLUHFWLRQ = &XUUHQW YHKLFOH SRVLWLRQ WKH WLS RI WKH WUL DQJOH LQGLFDWHV WKH YHKLFOH¶V GLUHFWLRQ RI WUDYHO > 9LVXDO UHSUHVHQWDWLRQ RI WKH GLVWDQFH WR WKH QH[W FKDQJH RI GLUHFWLRQ @ 'LVWDQFH WR WKH QH[W FKDQJH RI GLUHFWLRQ 2QFH WKH FKDQJH RI GLUHFWLRQ LV FRPSOHWHG &20$1' DXWRPDWLFDOO\ VZLWFKHV EDFN WR IXOO VFUHHQ GLVSOD\ ([DPSOH GLVSOD\
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH ([DPSOH GLVSOD\ LQ WKH &20$1' GLVSOD\ E 5HFRPPHQGHG ODQH GDUN EOXH 1DYLJDWLRQ V\VWHP F 1H[W FKDQJH RI GLUHFWLRQ LQ WKLV FDVH H[LW WR WKH ULJKW G 3RVVLEOH ODQH OLJKW EOXH H 1RQ UHFRPPHQGHG ODQH OLJKW EURZQ I &XUUHQW YHKLFOH SRVLWLRQ WKH WLS RI WKH WUL DQJOH LQGLFDWHV WKH YHKLFOH¶V GLUHFWLRQ RI WUDYHO G 7KH LQVWUXPHQW FOXVWHU DOVR GLVSOD\V ODQH = 3RLQW RI WKH QH[W FKDQJH RI GLUHFWLRQ > 3RLQW
7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH = $SSURDFKLQJ QHZ ODQH ([DPSOH GLVSOD\ ODQH UHFRPPHQGDWLRQV RQ D PRWRUZD\ MXQFWLRQ ([DPSOH GLVSOD\ LQ WKH PXOWL IXQFWLRQ GLVSOD\ 8VH @ RU > WR VHOHFW WKH 0CXK PHQX ([DPSOH GLVSOD\ QLJKW WLPH GLVSOD\ = 5RDG WR ZKLFK WKH FKDQJH RI GLUHFWLRQ OHDGV > 'LVWDQFH WR WKH FKDQJH RI GLUHFWLRQ DQG GLVWDQFH JUDSKLF @ /DQH UHFRPPHQGDWLRQ B &KDQJH RI GLUHFWLRQ LFRQ ([DPSOH GLVSOD\ = 7KH GLVSOD\HG ODQH UHFRPPHQGDWLRQV DSSO\ WR WKLV WRZQ 2Q P
&20$1'B$.% HQ *% G LQVFKP 5RXWH JXLGDQFH 2II URDG DQG RII PDS 5RXWH JXLGDQFH WR D GHVWLQDWLRQ WKDW LV QRW RQ D GLJLWLVHG URDG 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ &20$1' FDQ JXLGH \RX WR GHVWLQDWLRQV ZKLFK DUH ZLWKLQ WKH DUHD FRYHUHG E\ WKH GLJ LWDO PDS EXW ZKLFK DUH QRW WKHPVHOYHV UHFRU GHG RQ WKH PDS 7KHVH GHVWLQDWLRQV DUH NQRZQ DV RII URDG GHVWLQDWLRQV ZKLFK \RX FDQ HQWHU XVLQJ WKH PDS IRU H[DPSOH ,Q WKHVH FDVHV &20$1' JXLGHV \RX IRU DV ORQJ DV S
7 6HLWH 9HUVLRQ 5RXWH JXLGDQFH 1DYLJDWLRQ DQQRXQFHPHQWV G $XGLEOH QDYLJDWLRQ DQQRXQFHPHQWV DUH PXWHG GXULQJ D WHOHSKRQH FDOO &DOOLQJ XS DQG VZLWFKLQJ DQQRXQFH PHQWV RQ RII ,I \RX KDYH PLVVHG DQ DQQRXQFHPHQW \RX FDQ FDOO XS WKH FXUUHQW DQQRXQFHPHQW DW DQ\ WLPH 7R FDOO XS D FXUUHQW DQQRXQFHPHQW VHOHFW 0CXK T R RU ,Q PDS YLHZ ZLWK WKH PHQX V\VWHP SDJH GLVSOD\HG VHOHFW R 7R VZLWFK RII QDYLJDWLRQ DQQRXQFH PHQWV GXULQJ WKH DQQRXQFHPHQW SUHVV DQG KR
&20$1'B$.% HQ *% G LQVFKP 5RXWH JXLGDQFH 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ = /HQJWK RI WKH EORFNHG URXWH VHFWLRQ = 6HOHFWHG DOWHUQDWLYH URXWH > 1DPH RI URXWH VHFWLRQ > 'LVWDQFH HVWLPDWHG UHPDLQLQJ GULYLQJ @ %ORFNHG URXWH VHFWLRQ 7R FDQFHO D IXQFWLRQ VHOHFW $CEM 7R VWDUW URXWH FDOFXODWLRQ ZLWK WUDIILF MDP IXQFWLRQ VHOHFW 5VCTV 7R GHOHWH EORFN VHOHFW &GNGVG ZKHQ PHV VDJH LV VKRZQ &20$1' FDOFXODWHV WKH URXWH ZLWKRXW WKH EORFN WLPH D
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ '\QDPLF URXWH JXLGDQFH 5RXWH EURZVHU = 'LVWDQFH HVWLPDWHG WLPH RI DUULYDO DQG > @ B D HVWLPDWHG UHPDLQLQJ GULYLQJ WLPH WR LQWHU PHGLDWH VWRS ,QWHUPHGLDWH VWRS 4 &RXQWU\ DEEUHYLDWLRQ 'HVWLQDWLRQ 3 'LVWDQFH HVWLPDWHG WLPH RI DUULYDO DQG HVWLPDWHG GULYLQJ WLPH WR GHVWLQDWLRQ G &20$1' XVHV WKH WLPH VHW LQ &20$1' DV WKH EDVLV IRU FDOFXODWLQJ WKH HVWLPDWHG DUULYDO WLPH 7KHUHIRUH WKH FORFN PXVW EH VHW FRUUHFWO
&20$1'B$.% HQ *% G LQVFKP '\QDPLF URXWH JXLGDQFH IRU H[DPSOH WKH QDYLJDWLRQ V\VWHP FDQ JXLGH \RX DURXQG D WUDIILF MDP G 7KH WUDIILF MDP ZDUQLQJ V\VWHP 70&3UR LV 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ XVHG LQ *HUPDQ\ 70&3UR XVHV GDWD WUDQV PLWWHG IURP DXWRPDWLF GDWD VHQVRUV RQ PRWRUZD\ EULGJHV DQG VHQVRU ORRSV LQWH JUDWHG LQWR WKH URDG VXUIDFH IRU H[DPSOH 7KLV HQDEOHV LW WR SURYLGH D SUHFLVH GHWHU PLQDWLRQ RI WKH IRUPDWLRQ DQG UHVROXWLRQ RI WUDIILF MD
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ '\QDPLF URXWH JXLGDQFH G $ WUDIILF UHSRUW PD\ DOVR FRQFHUQ DQ DUHD RU UHJLRQ UDWKHU WKDQ D URDG H J LPSDLUHG YLVLELOLW\ GXH WR IRJ 'LVSOD\LQJ WKH UHSRUW OLVW 6ZLWFK WR QDYLJDWLRQ PRGH DQG GLVSOD\ WKH PHQX V\VWHP SDJH 6HOHFW 6/% &20$1' VHDUFKHV IRU 5'6 70& VWDWLRQV 1R 5'6 70& VWDWLRQ IRXQG ZLWKLQ UHFHS WLRQ UDQJH
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ '\QDPLF URXWH JXLGDQFH B 5RDG DUHD RU UHJLRQ IRU ZKLFK WKHUH LV D 1DYLJDWLRQ V\VWHP WUDIILF UHSRUW D 5HSRUW RI H[DPSOH IRU WKH URDG DIIHF WHG E 7H[W RI UHSRUW %HORZ \RX FDQ VHH WKH LFRQV IRU WKH UHSRUW W\SH = 7R GLVSOD\ DOO UHSRUWV LQFOXGLQJ WKRVH QRW FRQFHUQLQJ WKH URXWH > 7R KDYH WUDIILF UHSRUWV IRU \RXU URXWH UHDG DORXG VHH WKH UHDG DORXG IXQFWLRQ SDJH @ $IIHFWHG URDGV DUHDV RU UHJLRQV RQO\
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 'HVWLQDWLRQ PHPRU\ 7R FDQFHO WKH UHDG DORXG IXQFWLRQ VHOHFW %CPEGN TGCF CNQWF HWPEVKQP &20$1' UHDGV WKH FXUUHQW PHVVDJH DORXG DQG WKHQ H[LWV WKH UHDG DORXG IXQFWLRQ DSSHDUV ZLWK LQSXW FKDUDFWHUV RWKHUZLVH WKH GHVWLQDWLRQ OLVW DSSHDUV ZLWKRXW LQSXW FKDUDFWHUV SDJH ,I WKH OLVW DSSHDUV ZLWKRXW WKH LQSXW FKDU DFWHUV WKH /[ CFFTGUU HQWU\ LV KLJKOLJK WHG RU 3UHVV WKH K EXWWRQ EULHIO\ &20$1' VWRSV WKH UHD
&20$1'B$.% HQ *% G LQVFKP 'HVWLQDWLRQ PHPRU\ ZLVK WR XVH DQ DGGUHVV ERRN HQWU\ WKDW FDQ EH XVHG IRU QDYLJDWLRQ DV 0\ DGGUHVV (QWHULQJ RU FKDQJLQJ \RXU DGGUHVV ,I QHFHVVDU\ FKDQJH WR WKH GHVWLQDWLRQ OLVW ZLWKRXW VSHOOHU 1DYLJDWLRQ V\VWHP 7 6HLWH 9HUVLRQ 7R HQWHU WKH DGGUHVV IRU WKH ILUVW WLPH SUHVV ~ DQG VHOHFW 0GY GPVT[ 7R FKDQJH WKH DGGUHVV VHOHFW 1RVKQPU T 0GY GPVT[ ,Q ERWK FDVHV WKH DGGUHVV LQSXW PHQX DSSHDUV (QWHU WKH DGGUHVV 3
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 'HVWLQDWLRQ PHPRU\ 'HVWLQDWLRQ PHPRU\ OLVW ZLWKRXW LQSXW FKDUDFWHUV SUHVV ~ 6HOHFW &GUVKPCVKQPT5CXG FGUVKPC VKQP
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 'HVWLQDWLRQ PHPRU\ ,I WKH VHOHFWHG DGGUHVV ERRN HQWU\ DOUHDG\ FRQWDLQV QDYLJDEOH DGGUHVV GDWD D SURPSW ZLOO DSSHDU DVNLQJ ZKHWKHU \RX ZLVK WR RYHUZULWH WKH H[LVWLQJ GDWD 6HOHFW WKH FDWHJRU\ GHVLUHG H J *QOG 7KH LQSXW PHQX FRQWDLQLQJ GDWD ILHOGV DQG LQSXW FKDUDFWHUV DSSHDUV 1DYLJDWLRQ V\VWHP 6HOHFW ;GU RU 0Q ,I \RX VHOHFW ;GU &20$1' VWRUHV WKH GDWD 'HOHWLQJ D GHVWLQDWLRQ RU WKH 0\ DGGUHVV HQWU\ IUR
&20$1'B$.% HQ *% G LQVFKP 7 6HLWH 9HUVLRQ 3UHYLRXV GHVWLQDWLRQV &20$1' DXWRPDWLFDOO\ VWRUHV WKH SUHYLRXV GHVWLQDWLRQV IRU ZKLFK WKH URXWH FDOFXODWLRQ ZDV ODXQFKHG ,I WKH PHPRU\ LV IXOO &20$1' GHOHWHV WKH ROGHVW GHVWLQDWLRQ
&20$1'B$.
