8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ 5HOHDVH ,VVXH 0DUFK $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
$YD\D ,QF $OO 5LJKWV 5HVHUYHG 1RWLFH :KLOH UHDVRQDEOH HIIRUWV KDYH EHHQ PDGH WR HQVXUH WKDW WKH LQIRUPDWLRQ LQ WKLV GRFXPHQW LV FRPSOHWH DQG DFFXUDWH DW WKH WLPH RI SULQWLQJ $YD\D DVVXPHV QR OLDELOLW\ IRU DQ\ HUURUV $YD\D UHVHUYHV WKH ULJKW WR PDNH FKDQJHV DQG FRUUHFWLRQV WR WKH LQIRUPDWLRQ LQ WKLV GRFXPHQW ZLWKRXW WKH REOLJDWLRQ WR QRWLI\ DQ\ SHUVRQ RU RUJDQL]DWLRQ RI VXFK FKDQJHV 'RFXPHQWDWLRQ GLVFODLPHU
DIILOLDWHV RU RWKHU WKLUG SDUWLHV 8VHUV DUH QRW SHUPLWWHG WR XVH VXFK 0DUNV ZLWKRXW SULRU ZULWWHQ FRQVHQW IURP $YD\D RU VXFK WKLUG SDUW\ ZKLFK PD\ RZQ WKH 0DUN 1RWKLQJ FRQWDLQHG LQ WKLV VLWH WKH 'RFXPHQWDWLRQ +RVWHG 6HUYLFH V DQG SURGXFW V VKRXOG EH FRQVWUXHG DV JUDQWLQJ E\ LPSOLFDWLRQ HVWRSSHO RU RWKHUZLVH DQ\ OLFHQVH RU ULJKW LQ DQG WR WKH 0DUNV ZLWKRXW WKH H[SUHVV ZULWWHQ SHUPLVVLRQ RI $YD\D RU WKH DSSOLFDEOH WKLUG SDUW\ $YD\D LV D UHJLVWHUHG WUDGHPDUN RI $YD\D ,QF 7KLV
7KH FKDQJHV RU PRGLILFDWLRQV QRW H[SUHVVO\ DSSURYHG E\ WKH SDUW\ UHVSRQVLEOH IRU FRPSOLDQFH FRXOG YRLG WKH XVHU¶V DXWKRULW\ WR RSHUDWH WKH HTXLSPHQW 7R FRPSO\ ZLWK WKH )&& 5) H[SRVXUH FRPSOLDQFH UHTXLUHPHQWV WKLV GHYLFH DQG LWV DQWHQQD PXVW QRW EH FR ORFDWHG RU RSHUDWLQJ WR FRQMXQFWLRQ ZLWK DQ\ RWKHU DQWHQQD RU WUDQVPLWWHU 7KLV GHYLFH FRPSOLHV ZLWK SDUW RI WKH )&& 5XOHV 2SHUDWLRQ LV VXEMHFW WR WKH IROORZLQJ WZR FRQGLWLRQV 7KLV GHYLFH PD\ QRW FDXVH KDUPIXO LQWHUIHUHQFH
&RQWHQWV &KDSWHU ,QWURGXFWLRQ ௗ 3XUSRVH ௗ ,QWHQGHG DXGLHQFH ௗ 5HODWHG UHVRXUFHV
&RQWHQWV &RQQHFWLQJ WKH &ROODERUDWLRQ 6WDWLRQ WR DQ H[WHUQDO PRQLWRU DQG D FRPSXWHU ௗ 9LHZLQJ YLGHR ZLQGRZV RQ DQ H[WHUQDO PRQLWRU ௗ &KDQJLQJ WKH VL]H DQG ORFDWLRQ RI D YLGHR ZLQGRZ ௗ &DPHUD ௗ &DPHUD PRXQW
&RQWHQWV ,QFRPLQJ &DOO 3DQHO ௗ $QVZHULQJ D FDOO ௗ ,JQRULQJ D FDOO ௗ 5HMHFWLQJ D FDOO
&RQWHQWV 0LG FRQIHUHQFH PRGHUDWRU RSHUDWLRQV ௗ 9LHZLQJ WKH FRQIHUHQFH URVWHU ௗ 9LHZLQJ WKH FRQIHUHQFH LQIRUPDWLRQ ௗ $GGLQJ D SDUWLFLSDQW WR DQ DFWLYH FRQIHUHQFH ௗ 'URSSLQJ D SDUWLFLSDQW I
&RQWHQWV &RQILJXULQJ SUHVHQFH WUDFNLQJ RI D FRQWDFW ௗ &KHFNLQJ WKH FRQWDFW SUHVHQFH ௗ (GLWLQJ \RXU SUHVHQFH QRWH ௗ $SSURYLQJ SUHVHQFH WUDFNLQJ UHTXHVWV ௗ
&RQWHQWV 3HUVRQDOL]LQJ WKH QRWLILFDWLRQ VRXQG ௗ 7XUQLQJ WKH EXWWRQ FOLFN VRXQG RQ RU RII ௗ 7XUQLQJ WKH WRXFK VRXQG RQ RU RII ௗ 7XUQLQJ WKH VFUHHQ ORFN VRXQG RQ RU RII
&KDSWHU ,QWURGXFWLRQ 3XUSRVH 7KLV GRFXPHQW GHVFULEHV KRZ WR XVH WKH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ ,QWHQGHG DXGLHQFH 7KLV GRFXPHQW LV LQWHQGHG IRU XVHUV RI WKH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ 5HODWHG UHVRXUFHV 'RFXPHQWDWLRQ 7LWOH 8VH WKLV GRFXPHQW WR $XGLHQFH 9LHZ LQVWUXFWLRQV IRU WDVNV SHUIRUPHG RIWHQ 8VHUV 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ 4XLFN 5HIHUHQFH 6XSSRUW *R WR WKH $YD\D 6XSSRUW ZHEVLWH DW KWWS VXSSRUW DYD\D FRP
&KDSWHU $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 7KH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ LV 6,3 EDVHG 9R,3 +' YLGHR GHVNSKRQH WKDW HQWHUSULVHV FDQ XVH IRU DXGLR YLGHR DQG FRQIHUHQFLQJ FRPPXQLFDWLRQV 7KH &ROODERUDWLRQ 6WDWLRQ FRPELQHV WKH IXQFWLRQDOLW\ RI D EXVLQHVV WHOHSKRQH DQG DQ H[HFXWLYH YLGHR FRQIHUHQFLQJ V\VWHP 5HODWHG /LQNV )HDWXUHV RQ SDJH 3URGXFW FRPSDWLELOLW\ RQ SDJH 6XSSRUWHG DSSV RQ SDJH 1DYLJDWLRQ RQ SDJH 8VLQJ +HOS RQ SDJH
)HDWXUHV )HDWXUHV + 'LVSOD\ ±LQFK ,36 /&' GLVSOD\ FDSDFLWLYH WRXFKVFUHHQ 0 FRORUV DQG D UHVROXWLRQ RI [ S[ $XGLR :LGHEDQG DXGLR WKURXJK KDQGVHW KHDGVHW DQG VSHDNHUSKRQH 6XSSRUWHG DXGLR FRGHFV DUH * $ ODZ PX ODZ * * $ $% * 9LGHR )XOO +' S WZR ZD\ YLGHR FDOOV DW ISV + $9& EDVHOLQH DQG KLJK SURILOH 6XSSRUW H[WHUQDO PRQLWRUV ZLWK UHVROXWLRQV XS WR [ S[ =HUR ODWHQF\ GLVSOD\ SDVV WKURXJK ZLWK 3LFWXUH LQ 3LFWXUH IXQFWLRQDOLW\ IR
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 86% JHQHUDO SXUSRVH SRUW 86% PLFUR $% SRUW 'LJLWDO GLVSOD\ YLGHR RXWSXW SRUW FDSDEOH RI VXSSRUWLQJ D PRQLWRU ZLWK XS WR [ UHVROXWLRQ 'LJLWDO GLVSOD\ LQSXW SRUW FDSDEOH RI KDQGOLQJ GLJLWDO YLGHR IURP D SHUVRQDO FRPSXWHU IRU SLFWXUH LQ SLFWXUH YLGHR RYHUOD\ VXSSRUW 5- DQDORJ KDQGVHW SRUW 5- DQDORJ KHDGVHW SRUW 6' FDUG VORW WKDW LV FXUUHQWO\ QRW VXSSRUWHG 9 $& SRZHU VXSSO\ &RQQHFWLYLW\ (WKHUQHW *LJDELW (WKHUQHW 3R( :L )L
3URGXFW FRPSDWLELOLW\ +LVWRU\ &DOFXODWRU DQG $ODUP FORFN DSSV 2QOLQH KHOS 5HODWHG /LQNV $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ RQ SDJH 3URGXFW FRPSDWLELOLW\ )RU WKH ODWHVW FRPSDWLELOLW\ LQIRUPDWLRQ DERXW WKH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ ZLWK 2WKHU SURGXFWV VHH &RPSDWLELOLW\ 0DWUL[ +HDGVHWV VHH 'HY&RQQHFW 3RUWDO 5HODWHG /LQNV $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ RQ SDJH 6XSSRUWHG DSSV 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV WK
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 5HODWHG /LQNV $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ RQ SDJH $OO $SSV VFUHHQ RQ SDJH 1DYLJDWLRQ 7KLV VHFWLRQ GHVFULEHV KRZ WR QDYLJDWH WKURXJK WKH &ROODERUDWLRQ 6WDWLRQ 5HODWHG /LQNV $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ RQ SDJH 'LVSOD\V RQ SDJH %XWWRQ OD\RXW RQ SDJH ,FRQV RQ SDJH *HVWXUHV RQ SDJH 0HQXV RQ SDJH 'LVSOD\V 8VH WKH LQIRUPDWLRQ LQ WKLV VHFWLRQ WR EHFRPH IDPLOLDU Z
1DYLJDWLRQ 1XPEHU 1DPH 'HVFULSWLRQ /RFN /RFNV WKH &ROODERUDWLRQ 6WDWLRQ /RJRXW /RJV \RX RXW IURP WKH &ROODERUDWLRQ 6WDWLRQ 6WDWXV 1RWH 6DYHV WKH VWDWXV QRWH WKDW WKH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V QH[W WR \RXU SUHVHQFH VWDWXV 5HODWHG /LQNV /RJJLQJ LQ DQG ORJJLQJ RXW RQ SDJH /RFNLQJ DQG XQORFNLQJ RQ SDJH +RPH VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ 7RS %DU 'LVSOD\V WKH WLPH GDWH QRWLILFDWLRQV DQG \RXU SUHVHQFH LQIRUPDWLRQ )DYRULWHV 7UD\ 'LVSOD\V WKH IDYRULWH
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 1XPEHU 1DPH 'HVFULSWLRQ 0RQLWRU 'LVSOD\V WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ /DXQFKHUV 'LVSOD\V WKH FRUUHVSRQGLQJ DSSV :LGJHWV 'LVSOD\V WKH FRUUHVSRQGLQJ ZLGJHWV 7RS %DU 7KH 7RS %DU LV D KRUL]RQWDO EDU DW WKH WRS RI WKH VFUHHQ WKDW GLVSOD\V WKH WLPH GDWH QRWLILFDWLRQV DQG \RXU SUHVHQFH LQIRUPDWLRQ 7RS %DU PRGHV 7KH 7RS %DU KDV WKH IROORZLQJ PRGHV 1RUPDO PRGH ([SDQGHG PRGH 6ZLSLQJ GRZQ WKH QRUPDO PRGH
1DYLJDWLRQ 7RS %DU LFRQV DQG QRWLILFDWLRQV 7KH 7RS %DU GLVSOD\V WKH IROORZLQJ LFRQV DQG QRWLILFDWLRQV ,FRQ 1DPH 1RWLILFDWLRQ (UURU 0HVVDJH ,QGLFDWHV WKDW RQH RU PRUH DSSV JHQHUDWHG HUURU PHVVDJHV $OVR GLVSOD\V WKH QXPEHU RI HUURU PHVVDJHV 5LQJHU 2II ,QGLFDWHV ]HUR ULQJHU YROXPH RI WKH &ROODERUDWLRQ 6WDWLRQ &DOO 'LYHUVLRQ ,QGLFDWHV WKDW WKH UHGLUHFWLRQ IHDWXUH LV DFWLYH (& ,QGLFDWHV WKDW WKH (& IHDWXUH LV DFWLYH %OXHWRRWK ,QGLFDWHV WKDW WKH EOXHWRRWK LV HQDEOHG DQG RQH RU PRUH E
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ ,FRQ 1DPH 1RWLILFDWLRQ :L )L ,QGLFDWHV :L )L FRQQHFWLYLW\ DQG WKH VLJQDO VWUHQJWK 86% 'HYLFH ,QGLFDWHV D 86% GHYLFH FRQQHFWLRQ )LOH 'RZQORDG ,QGLFDWHV DQ DFWLYH ILOH GRZQORDG B 6KDUHG &RQWURO 0RGH ,QGLFDWHV WKH VKDUHG FRQWURO PRGH RI WKH &ROODERUDWLRQ 6WDWLRQ ZLWK D FRQQHFWHG FRPSXWHU V\VWHP 6RIWZDUH XSGDWH ,QGLFDWHV WKH RQJRLQJ VRIWZDUH XSGDWH RQ WKH &ROODERUDWLRQ 6WDWLRQ .H\ERDUG &XUUHQW /DQJXDJH ,QGLFDWHV WKH FXUUHQW ODQJXDJH WKDW \
1DYLJDWLRQ $OO $SSV VFUHHQ 5HODWHG /LQNV 6XSSRUWHG DSSV RQ SDJH $GGLQJ D ZLGJHW RU DQ DSS RQ WKH ODXQFK SDQHO RQ SDJH :LGJHWV VFUHHQ 5HODWHG /LQNV $GGLQJ D ZLGJHW RU DQ DSS RQ WKH ODXQFK SDQHO RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ &RPPXQLFDWLRQ DSS VFUHHQV ,GOH &RPPXQLFDWLRQ VFUHHQ 7KH LGOH &RPPXQLFDWLRQ VFUHHQ GLVSOD\V WKH /DXQFK 3DQHO WKDW FRQWDLQV WKH IROORZLQJ LFRQV IRU TXLFN DFFHVV WR EDVLF IXQFWLRQV DQG IHDWXUHV RI WKH &RPPXQLFDWLRQ DSS 1XPEHU 1DPH 'HVFULSWLRQ )DYRULWHV 'LVSOD\V WKH )DYRULWHV OLVW LQ WKH RYHUOD\ PRGH )HDWXUHV 'LVSOD\V WKH 3UHFDOO IHDWXUHV PHQX 'LDO 2SHQV D QHZ FDOO FRQWDLQHU DQG GLVSOD\V WKH ,QSXW 3DQHO $GG 'LVSOD\V WKH $
1DYLJDWLRQ 3UHFDOO &RPPXQLFDWLRQ VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ 1HZ &RQYHUVDWLRQ 2SHQV D QHZ FRQYHUVDWLRQ FRQWDLQHU $XGLR &DOO 6WDUWV DQ DXGLR FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO RU SURPRWHV DQ DXGLR FDOO WR D YLGHR FDOO 3UHFDOO )HDWXUHV 'LVSOD\V WKH 3UHFDOO )HDWXUHV PHQX 'LDO 3DG 'LVSOD\V WKH ,QSXW 3DQHO &RQWDFWV 'LVSOD\V WKH &RQWDFWV OLVW LQ WKH RYHUOD\ PRGH 5HGLDO 'LVSOD\V WKH ,QSXW 3DQHO ZLWK WKH ODVW GLDOHG QXPEHU RU WKH 5HFHQWV OLVW 0HQX 'LVSOD\
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 0LG FDOO &RPPXQLFDWLRQ VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ 1HZ &RQYHUVDWLRQ 2SHQV D QHZ FRQYHUVDWLRQ FRQWDLQHU 9LGHR &DOO 6WDUWV D YLGHR FDOO RU SURPRWHV DQ DXGLR FDOO WR D YLGHR FDOO $GG &RQWDFW $GGV D FRQWDFW WR WKH FXUUHQW FDOO 0LG &DOO )HDWXUHV 'LVSOD\V WKH 0LG FDOO )HDWXUHV PHQX 7UDQVIHU 7UDQVIHUV WKH FDOO WR WKH UHTXLUHG QXPEHU +ROG 3XWV WKH FDOO RQ KROG (QG &DOO (QGV WKH FDOO 0HQX 'LVSOD\V WKH 3KRQH PH
1DYLJDWLRQ &DOO VWDWHV VXFK DV DFWLYH FDOO RU FDOO RQ KROG &RQWUROV IRU VWDUWLQJ DQG PDQDJLQJ FDOOV 3DUWV RI D FRQWDLQHU 1XPEHU 1DPH 'HVFULSWLRQ +HDGHU 'LVSOD\V DQ LFRQ WR LQGLFDWH WKH FDOO W\SH +HDGHU RI DQ DFWLYH FDOO FRQWDLQHU GLVSOD\V WKH FDOO VWDWH DQG PHGLD LQGLFDWRUV D ODEHO FDOO GXUDWLRQ FDOO TXDOLW\ LQGLFDWRU DQG RSWLRQDO LFRQV IRU FRQWDLQHU PDQDJHPHQW %RG\ 'LVSOD\V FRQWDFW FDUGV RI SDUWLFLSDQWV $ FRQWDFW FDUG LQFOXGHV WKH LPDJH QDPH DQG SKRQH QXPEHU RI D
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 1HZ FDOO FRQWDLQHU $ QHZ FDOO FRQWDLQHU SURYLGHV $ ORFDWLRQ WR DGG FDOO SDUWLFLSDQWV &RQWUROV IRU VWDUWLQJ DXGLR RU YLGHR FDOOV DQG VHWWLQJ SUHFDOO IHDWXUHV 1XPEHU 1DPH 'HVFULSWLRQ $XGLR &DOO 6WDUWV DQ DXGLR FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO 3UHFDOO )HDWXUHV 'LVSOD\V WKH SUHFDOO PHQX 'LDO 3DG 'LVSOD\V WKH VRIW GLDO SDG &RQWDFWV 'LVSOD\V WKH &RQWDFWV OLVW 5HGLDO 'LVSOD\V WKH ,QSXW 3DQHO ZLWK WKH
1DYLJDWLRQ 1XPEHU 1DPH &DOO 'HWDLOV $UHD 'LVSOD\V WKH FDOO W\SH LFRQ FDOO GXUDWLRQ DQG FDOO TXDOLW\ LQGLFDWRU &RQWDFW &DUG 7KH FRQWDFW FDUG RI WKH FDOOHG SHUVRQ (QG &DOO (QGV WKH FDOO +ROG 3XWV WKH DFWLYH FDOO RQ KROG 0LG &DOO )HDWXUHV 'LVSOD\V WKH PLG FDOO PHQX 7UDQVIHU 7UDQVIHUV WKH DFWLYH FDOO $GG 3DUWLFLSDQW $GGV DQRWKHU FRQWDFW WR DQ DFWLYH FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO &DOO RQ KROG FRQWDLQHU $ FDOO RQ KROG FRQWDLQHU FRQWDLQV DQ RQ
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ 5LQJLQJ FDOO FRQWDLQHU $ ULQJLQJ FDOO FRQWDLQHU FRQWDLQV DQ LJQRUHG FDOO DQG GLVSOD\V FRQWUROV WR DQVZHU RU UHMHFW WKH FDOO 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V D ULQJLQJ FDOO FRQWDLQHU LQ D FORVHG VWDWH 5HODWHG /LQNV &DOO PDQDJHPHQW RQ SDJH 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87& 0DUFK
1DYLJDWLRQ &RQWDFWV DSS VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ &KDQJH 9LHZ &KDQJHV WKH YLHZ RI WKH &RQWDFWV VFUHHQ WR GLVSOD\ DOO FRQWDFWV RU FRQWDFWV ZLWK ZKRP \RX UHFHQWO\ FRPPXQLFDWHG 6HDUFK 6HDUFKHV D FRQWDFW )LOWHU 'LVSOD\V DFFRXQW VSHFLILF FRQWDFWV 6HOHFW IURP WKH IROORZLQJ RSWLRQV $YD\D $XUD 0LFURVRIW ([FKDQJH 6HUYHU 6RUW 6RUWV WKH &RQWDFWV OLVW WR GLVSOD\ FRQWDFWV WKDW DUH RUGHUHG E\ WKH ILUVW RU ODVW QDPH 7DE %DU &RQWDLQV )DYRULWHV &RQWDFWV 5HFHQWV DQG &
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ &DOHQGDU DSS VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ &KDQJH YLHZ &KDQJHV WKH YLHZ RI WKH &DOHQGDU VFUHHQ WR GLVSOD\ WKH GD\ ZHHN RU PRQWK RI WKH FDOHQGDU 7RGD\ 'LVSOD\V WKH FXUUHQW GD\ HYHQWV $GG (YHQW $GGV DQ HYHQW 0HQX 'LVSOD\V WKH &DOHQGDU PHQX $FFRXQW QDPH 'LVSOD\V WKH HPDLO DGGUHVV RI WKH DFFRXQW WKDW \RX FRQILJXUHG IRU WKH &DOHQGDU DSS 5HODWHG /LQNV &DOHQGDU RQ SDJH 9LHZLQJ HYHQW GHWDLOV RQ SDJH 8V
1DYLJDWLRQ %XWWRQ OD\RXW 1XPEHU 1DPH +HDGVHW 6SHDNHU 9LGHR %ORFN $XGLR 0XWH 9ROXPH 8S 9ROXPH 'RZQ 'LDO SDG 5HODWHG /LQNV 1DYLJDWLRQ RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ ,FRQV ,FRQ 1DPH 'HVFULSWLRQ (UURU 0HVVDJH ,QGLFDWHV WKDW RQH RU PRUH DSSV JHQHUDWHG HUURU PHVVDJHV DORQJ ZLWK WKH FRXQW RI WKH QXPEHU RI HUURU PHVVDJHV 5LQJHU 2II ,QGLFDWHV WKDW WKH ULQJHU YROXPH RI WKH &ROODERUDWLRQ 6WDWLRQ LV VHW WR ]HUR &DOO 'LYHUVLRQ ,QGLFDWHV WKDW D UHGLUHFWLRQ IHDWXUH LV DFWLYH (& ,QGLFDWHV WKDW WKH (& IHDWXUH LV DFWLYH %OXHWRRWK ,QGLFDWHV WKDW WKH %OXHWRRWK LV HQDEOHG DQG RQH RU PRUH %OXHWRRWK GHYLFHV DUH FRQ
1DYLJDWLRQ ,FRQ 1DPH 'HVFULSWLRQ &RPPXQLFDWLRQ 'LVSOD\V WKH &RPPXQLFDWLRQ DSS +HOS 'LVSOD\V WKH +HOS LQ WKH EURZVHU &DOHQGDU 'LVSOD\V WKH &DOHQGDU DSS %URZVHU 'LVSOD\V WKH %URZVHU DSS 9RLFH 0DLO 'LDOV WKH YRLFH PDLO VHUYHU 6HWWLQJV 'LVSOD\V WKH 6HWWLQJV DSS &DOFXODWRU 'LVSOD\V WKH &DOFXODWRU DSS $YDLODEOH 8VHU LV DYDLODEOH DQG FDQ FRPPXQLFDWH 2Q D FDOO 8VHU LV RQ D FDOO %XV\ 8VHU LV EXV\ $ZD\ 8VHU LV DZD\ 'R QRW 'LVWXUE 8VHU GRHV QRW ZDQW WR FRPPXQLFDWH 3UHVHQFH 2XW
$YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ RYHUYLHZ ,FRQ 1DPH 'HVFULSWLRQ )RUZDUGHG FDOO 6KRZV D IRUZDUGHG FDOO ,QWHUFRP FDOO 6KRZV DQ LQWHUFRP FDOO 7UDQVIHU UHFDOO 6KRZV D WUDQVIHUUHG FDOO 3ULRULW\ FDOO 6KRZV D SULRULW\ FDOO $XWR FDOOEDFN FDOO 6KRZV DQ DXWR FDOO EDFN FDOO )DYRULWHV ,QGLFDWHV D IDYRULWH FRQWDFW RU D IHDWXUH )LOWHU )LOWHUV WKH &RQWDFWV OLVW 6RUW 6RUWV WKH &RQWDFWV OLVW %ULGJHG &DOO $SSHDUDQFH ,QGLFDWHV D EULGJHG DSSHDUDQFH FDOO 5LQJLQJ ,QGLFDWHV DQ LQFRPLQJ FDOO RQ
8VLQJ +HOS *HVWXUH $FWLRQ 8VH 3LQFK RSHQ 7RXFK WKH VFUHHQ ZLWK WKH IRUHILQJHU DQG WKXPE DQG PRYH WKH ILQJHUV DSDUW 7R HQODUJH DQ LPDJH 3LQFK FORVH 7RXFK WKH VFUHHQ ZLWK WKH IRUHILQJHU DQG WKXPE KHOG DSDUW DQG WKHQ EULQJ WKHP WRJHWKHU 7R VKULQN DQ LPDJH 5HODWHG /LQNV 1DYLJDWLRQ RQ SDJH 0HQXV 7KH &ROODERUDWLRQ 6WDWLRQ SURYLGHV WKH IROORZLQJ W\SHV RI PHQXV &RQWH[WXDO PHQXV WKDW DUH VSHFLILF WR DSSV 6HWWLQJV PHQX WKDW SURYLGHV SHUVRQDOL]DWLRQ DQG FRQILJXUDWLRQ RSWLRQV
&KDSWHU 6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ +DUGZDUH VHWXS DQG ORJLQ 7KLV VHFWLRQ GHVFULEHV WKH FRPSRQHQWV RI WKH &ROODERUDWLRQ 6WDWLRQ DQG KRZ WR DVVHPEOH WKH FRPSRQHQWV DQG ORJ LQ WR WKH GHYLFH 5HODWHG /LQNV 3DFNDJHG FRPSRQHQWV RQ SDJH 3K\VLFDO OD\RXW RQ SDJH &RQQHFWRUV DQG FRQWUROV RQ SDJH &RQQHFWLQJ WKH &ROODERUDWLRQ 6WDWLRQ WR WKH QHWZRUN RQ SDJH &RQQHFWLQJ D ZLUHG KDQGVHW RQ SDJH 0RXQWLQJ DQG FRQQHFWLQJ WKH FDPHUD RQ SDJH /RJJLQJ LQ
+DUGZDUH VHWXS DQG ORJLQ +DUGZDUH VHWXS DQG ORJLQ RQ SDJH 3K\VLFDO OD\RXW 1XPEHU 1DPH &DPHUD 0HVVDJH ZDLWLQJ LQGLFDWRU &DSDFLWLYH WRXFK VFUHHQ 1DYLJDWLRQ SDQHO 9LGHR %ORFN $XGLR 0XWH 9ROXPH 8S 9ROXPH 'RZQ 7DEOH FRQWLQXHV« 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ 1XPEHU 1DPH 'LDO SDG +HDGVHW 6SHDNHU &RUGOHVV KDQGVHW 5HODWHG /LQNV +DUGZDUH VHWXS DQG ORJLQ RQ SDJH &RQQHFWRUV DQG FRQWUROV 5HDU 3DQHO 1XPEHU 1DPH 3RZHU FRQQHFWRU 5- *LJDELW (WKHUQHW 3R( FRQQHFWRU 5- (WKHUQHW SHUVRQDO FRPSXWHU FRQQHFWRU 86% FRQQHFWRU 86% KLJK SRZHU JDGJHW FKDUJLQJ FRQQHFWRU $V WKH SRUW XVHV RQO\ WKH VSDUH SRZHU WKH FKDUJLQJ VSHHG PD\ YDU\ EDVHG RQ ZKHWKHU SRZHU VXSSO\ LV
+DUGZDUH VHWXS DQG ORJLQ 6LGH SDQHO 1XPEHU 1DPH 86% FRQQHFWRU 86% PLFUR $% FRQQHFWRU )URQW SDQHO 1XPEHU 1DPH 6' FDUG VORW WKDW LV FXUUHQWO\ QRW VXSSRUWHG 5HODWHG /LQNV +DUGZDUH VHWXS DQG ORJLQ RQ SDJH &RQQHFWLQJ WKH &ROODERUDWLRQ 6WDWLRQ WR WKH QHWZRUN 3URFHGXUH ,I \RXU QHWZRUN GRHV QRW KDYH WKH DW 3R( VSHFLILFDWLRQ FRQQHFW WKH SRZHU DGDSWHU WR WKH ±9 '& SRZHU FRQQHFWRU DW WKH EDFN RI WKH &ROODERUDWLRQ 6WDWLRQ DQG SOXJ WKH S
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ +DUGZDUH VHWXS DQG ORJLQ RQ SDJH &RQQHFWLQJ D ZLUHG KDQGVHW $ERXW WKLV WDVN ,I \RX ERXJKW WKH &ROODERUDWLRQ 6WDWLRQ ZLWK D FRUGOHVV KDQGVHW DQG UHSODFLQJ WKH FRUGOHVV KDQGVHW ZLWK D ZLUHG KDQGVHW WKHQ \RX PXVW FRYHU WKH SLQV DV GHVFULEHG LQ WKLV WDVN ,I \RX RUGHUHG WKH &ROODERUDWLRQ 6WDWLRQ ZLWK D ZLUHG KDQGVHW WKH FKDUJLQJ SLQV DUH FRYHUHG DQG \RX RQO\ QHHG WR FRQQHFW WKH KDQGVHW
+DUGZDUH VHWXS DQG ORJLQ 3OXJ RQH HQG RI WKH FDPHUD FDEOH LQWR WKH FDPHUD FRQQHFWRU RI WKH &ROODERUDWLRQ 6WDWLRQ 3OXJ WKH RWKHU HQG LQWR WKH FRQQHFWRU LQ WKH FDPHUD 3OXJ RQH HQG RI WKH YLGHR FDEOH LQWR WKH YLGHR GLVSOD\ RXW FRQQHFWRU RI WKH &ROODERUDWLRQ 6WDWLRQ 3OXJ WKH RWKHU HQG LQWR WKH YLGHR GLVSOD\ LQ FRQQHFWRU RI WKH H[WHUQDO PRQLWRU 5HODWHG /LQNV +DUGZDUH VHWXS DQG ORJLQ RQ SDJH &DPHUD RQ SDJH /RJJLQJ LQ DQG ORJJLQJ RXW 3URFHGXUH 7R ORJ LQ WR WKH &ROODERU
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ +DUGZDUH VHWXS DQG ORJLQ RQ SDJH /RJJLQJ LQ DQG ORJJLQJ RXW RQ SDJH /RFN DQG /RJRXW SDQHO RQ SDJH 7LOWLQJ WKH GLVSOD\ 3URFHGXUH 3UHVV WKH VFUHHQ ORFN EXWWRQ DW WKH EDFN RI WKH GLVSOD\ :KLOH SUHVVLQJ WKH EXWWRQ WLOW WKH GLVSOD\ DW WKH UHTXLUHG DQJOH 5HOHDVH WKH VFUHHQ ORFN EXWWRQ WR ORFN WKH GLVSOD\ LQ SRVLWLRQ 5HODWHG /LQNV +DUGZDUH VHWXS DQG ORJLQ RQ SDJH 9LUWXDO NH\ERDUG 7KH &ROODERUDWLRQ
&RUGOHVV KDQGVHW &RUGOHVV KDQGVHW 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV D FRUGOHVV KDQGVHW WKDW \RX FDQ XVH ZLWKLQ D FORVH SUR[LPLW\ RI WKH GHYLFH 7KH FRUGOHVV KDQGVHW XVHV WKH 'LJLWDO (QKDQFHG &RUGOHVV 7HOHFRPPXQLFDWLRQV '(&7 SURWRFRO DQG VXSSRUWV +HDULQJ $LG &RPSDWLELOLW\
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ 1XPEHU 1DPH 0XWH 9ROXPH XS 9ROXPH GRZQ %DWWHU\ VORW &KDUJLQJ SLQV &DOO FRQWURO 5HODWHG /LQNV &RUGOHVV KDQGVHW RQ SDJH ,QVWDOOLQJ WKH FRUGOHVV KDQGVHW 3URFHGXUH ,QVWDOO WKH EDWWHULHV LQ WKH EDWWHU\ VORW 'DQJHU 7KHUH LV D ULVN RI H[SORVLRQ LI \RX XVH DQ LQFRUUHFW W\SH RI EDWWHU\ (QVXUH WKDW WKH DGPLQLVWUDWRU FRQILJXUHG \RXU FRXQWU\ LQ WKH VHWWLQJV ILOH (QDEOH WKH FRUGOHVV KDQGVHW XVLQJ DQ\ RI WKH I
&RUGOHVV KDQGVHW 3HUIRUP RQH RI WKH IROORZLQJ DFWLRQV 7R HQDEOH WKH FRUGOHVV KDQGVHW WDS :,5(/(66 1(7:25.6 ! '(&7 ! 21 7R GLVDEOH WKH FRUGOHVV KDQGVHW WDS :,5(/(66 1(7:25.6 ! 2)) 5HODWHG /LQNV &RUGOHVV KDQGVHW RQ SDJH 3DLULQJ DQG UH SDLULQJ D FRUGOHVV KDQGVHW $ERXW WKLV WDVN
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ $XGLR QRWLILFDWLRQV 'XULQJ D ORZ VLJQDO VWUHQJWK ZKHQ \RX DUH DERXW WR ORVH FRQQHFWLYLW\ 'XULQJ WKH ORZ EDWWHU\ 5HODWHG /LQNV &RUGOHVV KDQGVHW RQ SDJH $QVZHULQJ DQG HQGLQJ D FDOO 3URFHGXUH 7R DQVZHU D FDOO SHUIRUP RQH RI WKH IROORZLQJ DFWLRQV 3UHVV &DOO FRQWURO LI WKH KDQGVHW LV RXW RI WKH FUDGOH /LIW XS WKH KDQGVHW LI WKH KDQGVHW LV LQ WKH FUDGOH 7R HQG D FDOO SHUIRUP RQH RI WKH IROORZLQJ DFWLRQV 3UHVV &DOO F
([WHUQDO PRQLWRU 5HODWHG /LQNV &RUGOHVV KDQGVHW RQ SDJH ([WHUQDO PRQLWRU 7KH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ KDV D FDSDELOLW\ WR GLVSOD\ YLGHR FDOOV RQ DQ H[WHUQDO PRQLWRU
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ &RQQHFWLQJ WKH &ROODERUDWLRQ 6WDWLRQ WR DQ H[WHUQDO PRQLWRU DQG D FRPSXWHU $ERXW WKLV WDVN
&DPHUD &KDQJLQJ WKH VL]H DQG ORFDWLRQ RI D YLGHR ZLQGRZ $ERXW WKLV WDVN
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ ,QWHJUDWHG RU H[WHUQDO PRQLWRU PRXQW 1XPEHU 1DPH 'HVFULSWLRQ )ROGDEOH FDPHUD OHJ 3URYLGHV VXSSRUW ZKHQ PRXQWHG RQ WKH &ROODERUDWLRQ 6WDWLRQ RU DQ H[WHUQDO PRQLWRU /DWFK $QFKRUV WKH FDPHUD ZKHQ PRXQWHG RQ WKH &ROODERUDWLRQ 6WDWLRQ 6KXWWHU &RYHUV WKH FDPHUD OHQV 6KXWWHU OHYHU 2SHQV RU FRYHUV WKH FDPHUD OHQV 5HODWHG /LQNV &DPHUD PRXQW RQ SDJH 0RXQWLQJ DQG FRQQHFWLQJ WKH FDPHUD RQ SDJH &DPHUD /(' VWDWHV RQ SDJH
&DPHUD ([WHUQDO PRXQW 7KH FDPHUD FDQ EH PRXQWHG RQ DQ H[WHUQDO PRQLWRU VR WKDW WKH XVHU FDQ YLHZ WKH YLGHR FDOOV RQ WKH FRQQHFWHG PRQLWRU 7KH IROORZLQJ LPDJH VKRZV WKH FDPHUD PRXQWHG RQ DQ H[WHUQDO PRQLWRU 5HODWHG /LQNV &DPHUD RQ SDJH 0RXQWLQJ DQG FRQQHFWLQJ WKH FDPHUD 3URFHGXUH )RU LQWHJUDWHG PRXQW 3RVLWLRQ WKH FDPHUD RQ WKH &ROODERUDWLRQ 6WDWLRQ )ROG WKH FDPHUD OHJ DQG LQVHUW WKH FDPHUD ODWFK LQ WKH WZLVW ORFN DW WKH EDFN RI WKH &ROODERUDWLRQ 6WD
6HWWLQJ XS + 9LGHR &ROODERUDWLRQ 6WDWLRQ )RU H[WHUQDO PRXQW 3RVLWLRQ WKH FDPHUD RQ WKH H[WHUQDO PRQLWRU DQG RSHQ WKH FDPHUD OHJ WR EDODQFH WKH FDPHUD SURSHUO\ 3OXJ RQH HQG RI WKH FDPHUD FDEOH LQWR WKH FDPHUD FRQQHFWRU RI WKH &ROODERUDWLRQ 6WDWLRQ 3OXJ WKH RWKHU HQG LQWR WKH FRQQHFWRU LQ WKH FDPHUD 3OXJ RQH HQG RI WKH YLGHR FDEOH LQWR WKH YLGHR GLVSOD\ RXW FRQQHFWRU RI WKH &ROODERUDWLRQ 6WDWLRQ 3OXJ WKH RWKHU HQG LQWR WKH YLGHR GLVSOD\ LQ FRQQHFWRU RI WKH H[WHUQDO PRQLWRU
&KDSWHU &DOO PDQDJHPHQW
&DOO PDQDJHPHQW 1DYLJDWLQJ WR WKH &RPPXQLFDWLRQ VFUHHQ 3URFHGXUH 5HODWHG /LQNV &DOO PDQDJHPHQW RQ SDJH 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87& 0DUFK
&RPPXQLFDWLRQ DSS VFUHHQV &RPPXQLFDWLRQ DSS VFUHHQV ,GOH &RPPXQLFDWLRQ VFUHHQ 7KH LGOH &RPPXQLFDWLRQ VFUHHQ GLVSOD\V WKH /DXQFK 3DQHO WKDW FRQWDLQV WKH IROORZLQJ LFRQV IRU TXLFN DFFHVV WR EDVLF IXQFWLRQV DQG IHDWXUHV RI WKH &RPPXQLFDWLRQ DSS 1XPEHU 1DPH 'HVFULSWLRQ )DYRULWHV 'LVSOD\V WKH )DYRULWHV OLVW LQ WKH RYHUOD\ PRGH )HDWXUHV 'LVSOD\V WKH 3UHFDOO IHDWXUHV PHQX 'LDO 2SHQV D QHZ FDOO FRQWDLQHU DQG GLVSOD\V WKH ,QSXW 3DQHO $GG 'LVSOD\V WKH $GG 1HZ &RQWDFW VFUHHQ
&DOO PDQDJHPHQW 3UHFDOO &RPPXQLFDWLRQ VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ 1HZ &RQYHUVDWLRQ 2SHQV D QHZ FRQYHUVDWLRQ FRQWDLQHU $XGLR &DOO 6WDUWV DQ DXGLR FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO RU SURPRWHV DQ DXGLR FDOO WR D YLGHR FDOO 3UHFDOO )HDWXUHV 'LVSOD\V WKH 3UHFDOO )HDWXUHV PHQX 'LDO 3DG 'LVSOD\V WKH ,QSXW 3DQHO &RQWDFWV 'LVSOD\V WKH &RQWDFWV OLVW LQ WKH RYHUOD\ PRGH 5HGLDO 'LVSOD\V WKH ,QSXW 3DQHO ZLWK WKH ODVW GLDOHG QXPEHU RU WKH 5HFHQWV OLVW 0HQX 'L
&RPPXQLFDWLRQ FRQWDLQHUV 0LG FDOO &RPPXQLFDWLRQ VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ 1HZ &RQYHUVDWLRQ 2SHQV D QHZ FRQYHUVDWLRQ FRQWDLQHU 9LGHR &DOO 6WDUWV D YLGHR FDOO RU SURPRWHV DQ DXGLR FDOO WR D YLGHR FDOO $GG &RQWDFW $GGV D FRQWDFW WR WKH FXUUHQW FDOO 0LG &DOO )HDWXUHV 'LVSOD\V WKH 0LG FDOO )HDWXUHV PHQX 7UDQVIHU 7UDQVIHUV WKH FDOO WR WKH UHTXLUHG QXPEHU +ROG 3XWV WKH FDOO RQ KROG (QG &DOO (QGV WKH FDOO 0HQX 'LVSOD\V WKH 3KRQH PHQX &RQ
&DOO PDQDJHPHQW &RQWDLQHUV SURYLGH WKH IROORZLQJ LQIRUPDWLRQ /LVW RI SDUWLFLSDQWV &DOO VWDWHV VXFK DV DFWLYH FDOO RU FDOO RQ KROG &RQWUROV IRU VWDUWLQJ DQG PDQDJLQJ FDOOV 3DUWV RI D FRQWDLQHU 1XPEHU 1DPH 'HVFULSWLRQ +HDGHU 'LVSOD\V DQ LFRQ WR LQGLFDWH WKH FDOO W\SH +HDGHU RI DQ DFWLYH FDOO FRQWDLQHU GLVSOD\V WKH FDOO VWDWH DQG PHGLD LQGLFDWRUV D ODEHO FDOO GXUDWLRQ FDOO TXDOLW\ LQGLFDWRU DQG RSWLRQDO LFRQV IRU FRQWDLQHU PDQDJHPHQW %RG\ 'LVSOD\V FRQWDFW FD
7\SHV RI FRPPXQLFDWLRQ FRQWDLQHUV 7\SHV RI FRPPXQLFDWLRQ FRQWDLQHUV &RPPXQLFDWLRQ FRQWDLQHUV DUH RI WKH IROORZLQJ W\SHV 1HZ FDOO FRQWDLQHU $FWLYH FDOO FRQWDLQHU &DOO RQ KROG FRQWDLQHU 1HZ FDOO FRQWDLQHU $ QHZ FDOO FRQWDLQHU SURYLGHV $ ORFDWLRQ WR DGG FDOO SDUWLFLSDQWV &RQWUROV IRU VWDUWLQJ DXGLR RU YLGHR FDOOV DQG VHWWLQJ SUHFDOO IHDWXUHV 1XPEHU 1DPH 'HVFULSWLRQ $XGLR &DOO 6WDUWV DQ DXGLR FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO 3UHFDOO )HDWXUHV
&DOO PDQDJHPHQW $Q DFWLYH FDOO LFRQ D FDOO GXUDWLRQ LQGLFDWRU LFRQV IRU FDOO VWDWH LQIRUPDWLRQ DQG D FDOO TXDOLW\ LQGLFDWRU LQ WKH FRQWDLQHU KHDGHU 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FDOO TXDOLW\ LQGLFDWRU RQO\ ZKHQ WKH FDOO TXDOLW\ GHWHULRUDWHV 1XPEHU 1DPH &DOO 'HWDLOV $UHD 'LVSOD\V WKH FDOO W\SH LFRQ FDOO GXUDWLRQ DQG FDOO TXDOLW\ LQGLFDWRU &RQWDFW &DUG 7KH FRQWDFW FDUG RI WKH FDOOHG SHUVRQ (QG &DOO (QGV WKH FDOO +ROG 3XWV WKH DFWLYH FDOO RQ KROG
7\SHV RI FRPPXQLFDWLRQ FRQWDLQHUV 5LQJLQJ FDOO FRQWDLQHU $ ULQJLQJ FDOO FRQWDLQHU FRQWDLQV DQ LJQRUHG FDOO DQG GLVSOD\V FRQWUROV WR DQVZHU RU UHMHFW WKH FDOO 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V D ULQJLQJ FDOO FRQWDLQHU LQ D FORVHG VWDWH 5HODWHG /LQNV &DOO PDQDJHPHQW RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&DOO PDQDJHPHQW 0DNLQJ DQ HPHUJHQF\ FDOO $ERXW WKLV WDVN ,I \RXU DGPLQLVWUDWRU FRQILJXUHG HPHUJHQF\ FDOOLQJ IRU \RXU &ROODERUDWLRQ 6WDWLRQ \RX FDQ PDNH D FDOO WR LPPHGLDWHO\ FRQQHFW WR D SUHVHW HPHUJHQF\ VHUYLFHV QXPEHU
3UHFDOO RSHUDWLRQV 6HQGLQJ D ZKLVSHU SDJH RQ SDJH %ORFNLQJ DQG XQEORFNLQJ \RXU FDOOHU LQIRUPDWLRQ RQ SDJH &DOOLQJ DQ LQWHUFRP JURXS PHPEHU RQ SDJH 0DNLQJ D SULRULW\ FDOO RQ SDJH 8QSDUNLQJ D FDOO RQ SDJH :KLVSHU 3DJH 8VH :KLVSHU 3DJH WR LQWHUUXSW D FDOO IRU PDNLQJ DQ DQQRXQFHPHQW WR D FRQWDFW :KHQ \RX XVH :KLVSHU 3DJH 2QO\ WKH SDJHG FRQWDFW FDQ KHDU \RX 2WKHU SDUWLFLSDQWV FDQQRW KHDU \RX DQG \RX DOVR FDQQRW KHDU WKHP +RZHYHU
&DOO PDQDJHPHQW %ORFNLQJ DQG XQEORFNLQJ \RXU FDOOHU LQIRUPDWLRQ $ERXW WKLV WDVN %\ GHIDXOW WKH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V \RXU QDPH DQG QXPEHU WR WKH FDOOHG SHUVRQ GXULQJ RXWJRLQJ FDOOV 8VH %ORFN &DOOLQJ 3DUW\ ,QIR WR SUHYHQW WKH LQIRUPDWLRQ GLVSOD\ IRU D SDUWLFXODU FDOO 7KH DGPLQLVWUDWRU FDQ DOVR FRQILJXUH WKH &ROODERUDWLRQ 6WDWLRQ WR SUHYHQW WKH LQIRUPDWLRQ GLVSOD\ IRU DOO RXWJRLQJ FDOOV ,Q WKLV FDVH XVH 8QEORFN &DOOLQJ 3DUW\ ,QIR WR GLVSOD\ WKH LQIRUPDWLRQ IRU D SDUWLFXODU FDOO
3UHFDOO RSHUDWLRQV 7DS 1HZ &RQYHUVDWLRQ 7DS 3UHFDOO )HDWXUHV 7DS WKH DSSURSULDWH 'LDO ,QWHUFRP RSWLRQ ,Q WKH 'LDO ,QWHUFRP SDQHO HQWHU WKH GLDO FRGH 7DS 2. 5HODWHG /LQNV 3UHFDOO RSHUDWLRQV RQ SDJH 0DNLQJ D SULRULW\ FDOO $ERXW WKLV WDVN 8VH WKH 3ULRULW\ &DOOLQJ IHDWXUH WR SURYLGH D GLVWLQFW ULQJLQJ DOHUW WR WKH FDOOHG SHUVRQ 3URFHGXUH *R WR WKH &RPPXQLFDWLRQ VFUHHQ 7DS 1HZ &RQYHUVDWLRQ 7DS 3UHFDOO )HDWXUHV
&DOO PDQDJHPHQW 5HODWHG /LQNV 3UHFDOO RSHUDWLRQV RQ SDJH 0LG FDOO RSHUDWLRQV 7KH &ROODERUDWLRQ 6WDWLRQ SURYLGHV D PHQX RI PLG FDOO IHDWXUHV WKDW \RX FDQ DSSO\ WR DFWLYH FDOOV $XWRPDWLF &DOO %DFN &DOO 3DUN ([FOXVLRQ ([WHQG &DOO 0DOLFLRXV &DOO 7UDFH 2QH 7RXFK 5HFRUGLQJ 7UDQVIHU 7R 9RLFHPDLO
0LG FDOO RSHUDWLRQV 3URFHGXUH 7R PXWH RU XQPXWH D FDOO SUHVV $XGLR 0XWH 3XWWLQJ DQG UHVXPLQJ D FDOO RQ KROG 3URFHGXUH 7R SXW D FDOO RQ KROG WDS +ROG 7KH &ROODERUDWLRQ 6WDWLRQ SXWV WKH DFWLYH FDOO RQ KROG FKDQJHV WKH VWDWH RI WKH DFWLYH FRQWDLQHU WR FORVHG DQG VKRZ D WLPHU WKDW LQGLFDWHV KRZ ORQJ WKH FDOO KDV EHHQ RQ KROG 7R UHVXPH DQ RQ KROG FDOO WDS WKH FRQWDLQHU RI WKH KHOG FDOO 7KH &ROODERUDWLRQ 6WDWLRQ SXWV DQ\ DFWLYH FDOO RQ KROG DQG UHVXPHV WKH VHOHFWHG FDOO
&DOO PDQDJHPHQW 3URFHGXUH :KLOH WKH FDOO LV ULQJLQJ RU \RX KHDU WKH EXV\ WDS 0LG &DOO )HDWXUHV 7DS $XWR &DOO %DFN 7KH &ROODERUDWLRQ 6WDWLRQ VHWV $XWR &DOO %DFN DQG GLVSOD\V D FRQILUPDWLRQ PHVVDJH LQ WKH 7RS %DU 5HODWHG /LQNV 0LG FDOO RSHUDWLRQV RQ SDJH ([FOXGLQJ RWKHUV IURP EULGJLQJ RQ WR \RXU FDOO $ERXW WKLV WDVN
0LG FDOO RSHUDWLRQV 0LG FDOO RSHUDWLRQV RQ SDJH 7XUQLQJ 0DOLFLRXV &DOO 7UDFH RQ RU RII $ERXW WKLV WDVN 8VH 0DOLFLRXV &DOO 7UDFH WR WUDFH D PDOLFLRXV FDOO 2Q DFWLYDWLQJ 0DOLFLRXV &DOO 7UDFH WKH &ROODERUDWLRQ 6WDWLRQ VWDUWV FDOO WUDFLQJ WR SURYLGH FDOOHU LGHQWLILFDWLRQ 3URFHGXUH 7R WXUQ RQ 0DOLFLRXV &DOO 7UDFH 'XULQJ WKH FDOO WDS 0LG &DOO )HDWXUHV 7DS 0DOLFLRXV &DOO 7UDFH 7R WXUQ RII 0DOLFLRXV &DOO 7UDFH WDS 0DOLFLRXV &DOO 7UDFH DJDLQ 5HODWHG /LQN
&DOO PDQDJHPHQW &DOO RQ KROG 1XPEHU 3URFHGXUH 7R WUDQVIHU D FDOO WR DQ\ FRQWDFW ,Q WKH DFWLYH FDOO FRQWDLQHU WDS 7UDQVIHU 7KH &ROODERUDWLRQ 6WDWLRQ SXWV WKH DFWLYH FDOO RQ KROG DQG GLVSOD\V D QHZ FDOO FRQWDLQHU ,Q WKH QHZ FDOO FRQWDLQHU PDNH D FDOO WR WKH UHTXLUHG FRQWDFW 7DS &RPSOHWH 7UDQVIHU WR WUDQVIHU ZLWKRXW DQQRXQFLQJ WKH FDOO RU DQQRXQFH WKH FDOO ZKHQ WKH FRQWDFW DQVZHUV DQG WKHQ WDS &RPSOHWH 7UDQVIHU 7R WUDQVIHU D FDOO WR D FDOO RQ KROG 6
2XWJRLQJ FDOO PDQDJHPHQW &DOO PDQDJHPHQW RQ SDJH 'LDOLQJ PRGHV RQ SDJH $XGLR DQG YLGHR FDOOV RQ SDJH ,QSXW 3DQHO RQ SDJH 0DNLQJ DQ DXGLR FDOO RQ SDJH 0DNLQJ D YLGHR FDOO RQ SDJH 5HGLDOLQJ D QXPEHU RQ SDJH $GGLQJ D SDUWLFLSDQW WR DQ DFWLYH FDOO RQ SDJH &DOOLQJ WKH DOWHUQDWH QXPEHU RI D FRQWDFW RQ SDJH 0DNLQJ D FDOO ZKLOH RQ DQRWKHU FDOO RQ SDJH 'LDOLQJ PRGHV 7KH $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ VXSSRUWV WZR GLDOLQJ PRGHV 0DQXDO $
&DOO PDQDJHPHQW 5HODWHG /LQNV 2XWJRLQJ FDOO PDQDJHPHQW RQ SDJH 0DNLQJ DQ DXGLR FDOO RQ SDJH 0DNLQJ D YLGHR FDOO RQ SDJH ,QSXW 3DQHO ,QSXW 3DQHO IRU WKH DXWRPDWLF GLDO PRGH ,Q WKH DXWRPDWLF GLDO PRGH WKH $XGLR &DOO DQG 9LGHR &DOO EXWWRQV EHFRPH XQDYDLODEOH DV VRRQ DV \RX HQWHU D GLJLW
2XWJRLQJ FDOO PDQDJHPHQW 1XPEH U 1DPH 'HVFULSWLRQ $XGLR &DOO 6WDUWV DQ DXGLR FDOO 9LGHR &DOO 6WDUWV D YLGHR FDOO $GG &RQWDFW $GGV WKH QXPEHU WKDW \RX HQWHUHG WR WKH FDOO FRQWDLQHU &DQFHO &ORVHV WKH ,QSXW 3DQHO 5HODWHG /LQNV 2XWJRLQJ FDOO PDQDJHPHQW RQ SDJH 0DNLQJ DQ DXGLR FDOO $ERXW WKLV WDVN 7R DGG WKH SOXV VLJQ DW WKH EHJLQQLQJ RI WKH GLDO VWULQJ IRU LQWHUQDWLRQDO FDOOV ORQJ SUHVV WKH ]HUR NH\ RU WKH RU SUHVV WKH DVWHULVN NH\ WZLFH 3URFHGXUH
&DOO PDQDJHPHQW 0DNLQJ D YLGHR FDOO $ERXW WKLV WDVN 7R DGG WKH SOXV VLJQ DW WKH EHJLQQLQJ RI WKH GLDO VWULQJ IRU LQWHUQDWLRQDO FDOOV ORQJ SUHVV WKH ]HUR NH\ RU WKH RU SUHVV WKH DVWHULVN NH\ WZLFH 3URFHGXUH 7R PDNH D FDOO IURP WKH KDUG GLDO SDG (QWHU WKH QXPEHU IURP WKH KDUG GLDO SDG 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ,QSXW 3DQHO ZLWK WKH QXPEHU WKDW \RX HQWHUHG 7DS 9LGHR &DOO LI \RX DUH LQ WKH PDQXDO GLDO PRGH RU ZDLW IRU WKH &ROODERUDWLRQ 6WDW
2XWJRLQJ FDOO PDQDJHPHQW 'HSHQGLQJ RQ WKH UHGLDO PRGH WKH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ,QSXW 3DQHO ZLWK WKH ODVW GLDOHG QXPEHU RU GLVSOD\V WKH 5HFHQWV OLVW E 7DS $XGLR &DOO RU 9LGHR &DOO LI WKH GLDO PRGH LV VHW WR PDQXDO RU ZDLW IRU WKH &ROODERUDWLRQ 6WDWLRQ WR LQLWLDWH WKH FDOO 5HGLDOLQJ XVLQJ WKH HPSW\ ,QSXW 3DQHO D 7DS $XGLR &DOO RU 9LGHR &DOO 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ODVW GLDOHG QXPEHU LQ WKH ,QSXW 3DQHO E 7DS $XGLR &DOO RU 9LGHR &DOO LI WKH GLDO P
&DOO PDQDJHPHQW 7DS $XGLR &DOO LI \RX DUH LQ WKH PDQXDO GLDO PRGH RU ZDLW IRU WKH &ROODERUDWLRQ 6WDWLRQ WR VWDUW WKH FDOO :KHQ WKH FRQWDFW DQVZHUV WKH FDOO WKH &ROODERUDWLRQ 6WDWLRQ SXWV WKH SUHYLRXV FDOO RQ KROG DQG PDNHV WKH FXUUHQW FDOO WKH DFWLYH FDOO ,QFRPLQJ FDOO PDQDJHPHQW 7KH &ROODERUDWLRQ 6WDWLRQ SURYLGHV YDULRXV ZD\V LQ ZKLFK \RX FDQ PDQDJH \RXU LQFRPLQJ FDOOV VXFK DV UHMHFW D FDOO RU LJQRUH D FDOO 7KLV VHFWLRQ GHVFULEHV WKRVH PHWKRGV 5HODWHG /LQNV
,QFRPLQJ FDOO PDQDJHPHQW 1XPEH U 1DPH 'HVFULSWLRQ ,JQRUH &DOO 6WRSV WKH DXGLR DOHUW 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ULQJLQJ FDOO FRQWDLQHU ZLWK WKH LJQRUHG FDOO 5HODWHG /LQNV ,QFRPLQJ FDOO PDQDJHPHQW RQ SDJH $QVZHULQJ D FDOO $ERXW WKLV WDVN ,I \RXU DQVZHULQJ PRGH LV VHW WR DXGLR \RXU YLGHR WUDQVPLVVLRQ LV EORFNHG ZKHQ \RX DQVZHU D FDOO 3URFHGXUH 3HUIRUP RQH RI WKH IROORZLQJ DFWLRQV ,Q WKH ,QFRPLQJ &DOO 3DQHO WDS $FFHSW &DOO 3UHVV 6SHDNHU IRU
&DOO PDQDJHPHQW $QVZHULQJ D FDOO ZKLOH RQ DQRWKHU FDOO 3URFHGXUH ,Q WKH ,QFRPLQJ &DOO 3DQHO WDS $FFHSW &DOO 7KH &ROODERUDWLRQ 6WDWLRQ SXWV WKH FXUUHQW FDOO RQ KROG DQG GLVSOD\V DQ DFWLYH FDOO FRQWDLQHU IRU WKH QHZ FDOO 0RQLWRULQJ IHDWXUHV 8VH WKH PRQLWRULQJ IHDWXUHV WR YLHZ WKH VWDWXV RI RWKHU &ROODERUDWLRQ 6WDWLRQV DQG SHUIRUP DFWLRQV VXFK DV FDOOLQJ RU DQVZHULQJ FDOOV IRU WKH PRQLWRUHG VWDWLRQ 7KH &ROODERUDWLRQ 6WDWLRQ SURYLGHV WKH IROORZLQJ PRQLWRULQJ IHDWXUHV 7
1DYLJDWLQJ WR WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ 1DYLJDWLQJ WR WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ 3URFHGXUH 5HODWHG /LQNV &DOO PDQDJHPHQW RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&DOO PDQDJHPHQW 0RQLWRUHG ([WHQVLRQV VFUHHQV 6LQJOH EULGJHG DSSHDUDQFH 1XPEHU 1DPH 'HVFULSWLRQ 'LUHFW &DOO 3ODFHV D FDOO WR WKH SULPDU\ H[WHQVLRQ &RPPXQLFDWLR 7KH &RPPXQLFDWLRQ VFUHHQ RI WKH SULPDU\ H[WHQVLRQ Q VFUHHQ 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87& 0DUFK
%ULGJHG &DOO $SSHDUDQFH 0XOWLSOH EULGJHG DSSHDUDQFHV 1XPEHU 1DPH 'HVFULSWLRQ 'LUHFW &DOO 3ODFHV D FDOO WR WKH SULPDU\ H[WHQVLRQ 5HODWHG /LQNV &DOO PDQDJHPHQW RQ SDJH %ULGJHG &DOO $SSHDUDQFH
&DOO PDQDJHPHQW )RU H[DPSOH LI WKH &ROODERUDWLRQ 6WDWLRQ RI D VHFUHWDU\ LV FRQILJXUHG WR EULGJH RQ WR WKH H[WHQVLRQ RI D ERVV WKH VHFUHWDU\ FDQ 9LHZ FDOOV FRPLQJ RQ WKH H[WHQVLRQ RI WKH ERVV $QVZHU RU PDNH FDOOV IRU WKH ERVV 7KH FDOOLQJ SHUVRQ VHHV WKDW WKH FDOO LV DQVZHUHG RU PDGH IURP WKH H[WHQVLRQ RI WKH ERVV -RLQ D FDOO WKDW WKH ERVV LV DOUHDG\ DFWLYH RQ 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH %ULGJHG &DOO $SSHDUDQFH LQIRUPDWLRQ RQ WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ L
%ULGJHG &DOO $SSHDUDQFH 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &RPPXQLFDWLRQ VFUHHQ RI WKH EULGJHG H[WHQVLRQ 0DNH D FDOO WR WKH FRQWDFW E\ RQH RI WKH IROORZLQJ PHWKRGV )URP WKH KDUG GLDO SDG )URP WKH &RQWDFWV )DYRULWHV RU 5HFHQWV OLVW )URP WKH QHZ FDOO FRQWDLQHU 2SWLRQDO 7R LQFOXGH WKH EULGJHG H[WHQVLRQ XVHU LQ WKH HVWDEOLVKHG FDOO WDS 'LUHFW &DOO 5HODWHG /LQNV %ULGJHG &DOO $SSHDUDQFH RQ SDJH -RLQLQJ D FDOO RQ D %ULGJHG &DOO $SSHDUDQFH 3URFHGXUH
&DOO PDQDJHPHQW %ULGJHG &DOO $SSHDUDQFH RQ SDJH 7HDP %XWWRQ 8VH WKH 7HDP %XWWRQ IHDWXUH WR PRQLWRU WKH VWDWLRQ RI \RXU WHDP PHPEHU DQG PDNH RU DQVZHU FDOOV FRPLQJ WR WKDW VWDWLRQ 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH 7HDP %XWWRQ LQIRUPDWLRQ RQ WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ LQ WKH 7HDP %XWWRQ JURXS (DFK 7HDP %XWWRQ KDV D VHSDUDWH URZ DQG LQFOXGHV WKH IROORZLQJ LQIRUPDWLRQ ,PDJH RI WKH FRQWDFW DVVRFLDWHG ZLWK WKH PRQLWRUHG VWDWLRQ 6WDWXV RI WKH PRQLWRUHG VWDWLRQ 5
&DOOLQJ D PRQLWRUHG H[WHQVLRQ ZKRVH EXV\ VWDWXV LV WUDFNHG 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH %XV\ ,QGLFDWRU LQIRUPDWLRQ RQ WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ LQ WKH %XV\ ,QGLFDWRU JURXS (DFK %XV\ ,QGLFDWRU KDV D VHSDUDWH URZ DQG LQFOXGHV WKH IROORZLQJ LQIRUPDWLRQ ,PDJH RI WKH FRQWDFW DVVRFLDWHG ZLWK WKH PRQLWRUHG VWDWLRQ 6WDWXV RI WKH PRQLWRUHG VWDWLRQ 7KH &DOO EXWWRQ 7KH %XV\ ,QGLFDWRU GRHV QRW SURYLGH LQFRPLQJ FDOO LQGLFDWLRQ DQG QHLWKHU SURYLGHV WKH 3LFN
&DOO PDQDJHPHQW &DOO PDQDJHPHQW RQ SDJH $QVZHULQJ D *URXS 3LFNXS FDOO RQ SDJH $QVZHULQJ D *URXS 3LFNXS FDOO 3URFHGXUH *R WR WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ 7DS 3LFNXS RI WKH SLFNXS JURXS IRU ZKLFK \RX ZDQW WR DQVZHU WKH FDOO 5HODWHG /LQNV *URXS 3LFNXS RQ SDJH 6SHHG GLDOLQJ WR D PRQLWRUHG VWDWLRQ 3URFHGXUH *R WR WKH 0RQLWRUHG ([WHQVLRQV VFUHHQ 7DS &DOO RI WKH PRQLWRUHG H[WHQVLRQ WR ZKLFK \RX ZDQW WR PDNH D FDOO 5HODWHG /LQNV &
9RLFH PDLO 9RLFH PDLO
&KDSWHU &DOO IRUZDUGLQJ
$FWLYDWLQJ DQG GHDFWLYDWLQJ 6HQG $OO &DOOV &DOO IRUZDUGLQJ RQ SDJH $FWLYDWLQJ DQG GHDFWLYDWLQJ 6HQG $OO &DOOV %HIRUH \RX EHJLQ (QDEOH FDOO IRUZDUGLQJ $ERXW WKLV WDVN :KHQ \RX DFWLYDWH 6HQG $OO &DOOV WKH &ROODERUDWLRQ 6WDWLRQ UHGLUHFWV DOO LQFRPLQJ FDOOV WR D QXPEHU WKDW \RXU DGPLQLVWUDWRU FRQILJXUHG ,QFRPLQJ FDOOV ULQJ RQO\ RQFH DW \RXU &ROODERUDWLRQ 6WDWLRQ DQG WKHQ WKH &ROODERUDWLRQ 6WDWLRQ UHGLUHFWV WKH FDOO 7KH UHGLUHFWHG QXPEHU LV XVXDOO\ \RXU YRLFHPDLO 3URFHGXUH
&DOO IRUZDUGLQJ 7DS )($785(6 ! &DOO )RUZDUGLQJ ! )RUZDUG DOO FDOOV ! 2)) 5HODWHG /LQNV &DOO IRUZDUGLQJ RQ SDJH $FWLYDWLQJ DQG GHDFWLYDWLQJ )RUZDUG $OO &DOOV :KHQ %XV\ 1R $QVZHU %HIRUH \RX EHJLQ (QDEOH FDOO IRUZDUGLQJ $ERXW WKLV WDVN 8VH WKLV SURFHGXUH WR FRQILJXUH D QXPEHU WR ZKLFK \RXU FDOOV DUH IRUZDUGHG ZKHQ \RXU OLQH LV EXV\ RU \RX GR QRW DQVZHU FDOOV 3URFHGXUH 7R DFWLYDWH )RUZDUG $OO &DOOV :KHQ %XV\ 1R $QVZHU *R WR WKH 6HWWLQJV VFUHHQ
$FWLYDWLQJ DQG GHDFWLYDWLQJ (QKDQFHG &DOO )RUZDUG F 6HOHFW D IRUZDUGLQJ UXOH G (QWHU WKH QXPEHU LQ WKH LQSXW SDQHO H 7DS (QDEOH I 5HSHDW 6WHS E WR 6WHS G WR FRQILJXUH WKH UHTXLUHG UXOHV J 7DS $SSO\ LQ WKH XSSHU ULJKW FRUQHU 7R GHDFWLYDWH (QKDQFHG &DOO )RUZDUG D *R WR WKH 6HWWLQJV VFUHHQ E 7DS )($785(6 ! &DOO )RUZDUGLQJ ! (QKDQFHG IRUZDUGLQJ ! 2)) 5HODWHG /LQNV &DOO IRUZDUGLQJ RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $Y
&KDSWHU 9LGHR FDOO PDQDJHPHQW 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV YLGHR FDOOV EHWZHHQ WZR FRQWDFWV DQG RQ FRQIHUHQFH FDOOV PDGH WKURXJK $YD\D 6FRSLD
9LGHR FDOO FRQWDLQHU 9LGHR FDOO FRQWDLQHU 1XPEHU 1DPH 'HVFULSWLRQ 9LGHR /D\RXW 2SWLRQ 'LVSOD\V WKH /D\RXW PHQX WR FKDQJH 7KH ORFDWLRQ RI WKH VHOI YLHZ ZLQGRZ RQ DQ H[WHUQDO PRQLWRU 7KH YLGHR ZLQGRZ OD\RXW RQ DQ H[WHUQDO PRQLWRU 7KH YLGHR ZLQGRZ OD\RXW RI D FRQIHUHQFH FDOO $GG 3DUWLFLSDQW $GGV D FRQWDFW WR WKH FXUUHQW FDOO 7UDQVIHU 7UDQVIHUV WKH FDOO WR WKH UHTXLUHG QXPEHU 0LG &DOO )HDWXUHV 'LVSOD\V WKH 0LG FDOO )HDWXUHV PHQX +ROG 3XWV WKH FDOO RQ KROG (
9LGHR FDOO PDQDJHPHQW 0DNLQJ D YLGHR FDOO $ERXW WKLV WDVN 7R DGG WKH SOXV VLJQ DW WKH EHJLQQLQJ RI WKH GLDO VWULQJ IRU LQWHUQDWLRQDO FDOOV ORQJ SUHVV WKH ]HUR NH\ RU WKH RU SUHVV WKH DVWHULVN NH\ WZLFH 3URFHGXUH 7R PDNH D FDOO IURP WKH KDUG GLDO SDG (QWHU WKH QXPEHU IURP WKH KDUG GLDO SDG 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ,QSXW 3DQHO ZLWK WKH QXPEHU WKDW \RX HQWHUHG 7DS 9LGHR &DOO LI \RX DUH LQ WKH PDQXDO GLDO PRGH RU ZDLW IRU WKH &ROODERUDWLRQ 6
%ORFNLQJ DQG XQEORFNLQJ WKH YLGHR WUDQVPLVVLRQ %ORFNLQJ DQG XQEORFNLQJ WKH YLGHR WUDQVPLVVLRQ $ERXW WKLV WDVN :KHQ \RX EORFN YLGHR WUDQVPLVVLRQ WKH &ROODERUDWLRQ 6WDWLRQ SUHYHQWV YLGHR WUDQVPLVVLRQ IRU DOO FDOOV )RU H[DPSOH DIWHU EORFNLQJ YLGHR WUDQVPLVVLRQ LI \RX UHVXPH D YLGHR FDOO WKH YLGHR WUDQVPLVVLRQ RI WKH FDOO UHPDLQV EORFNHG 3URFHGXUH 7R EORFN RU XQEORFN YLGHR WUDQVPLVVLRQ SUHVV WKH 9LGHR %ORFN NH\ RQ WKH KDUG GLDO SDG RU WDS WKH VHOI YLHZ ZLQGRZ 5HODWHG
9LGHR FDOO PDQDJHPHQW 3URFHGXUH ,Q WKH YLGHR FDOO FRQWDLQHU WDS WKH 9LGHR /D\RXW 2SWLRQ FRQWURO 3HUIRUP RQH RI WKH IROORZLQJ DFWLRQV 7R FKDQJH WKH ORFDWLRQ RI WKH VHOI YLHZ ZLQGRZ RQ DQ H[WHUQDO PRQLWRU WDS 6HOI YLHZ 7R FKDQJH WKH ORFDWLRQ RI YLGHR ZLQGRZV RQ DQ H[WHUQDO PRQLWRU WDS ([WHUQDO GLVSOD\ 7R FKDQJH WKH ORFDWLRQ RI YLGHR ZLQGRZV LQ D FRQIHUHQFH FDOO WDS &RQIHUHQFH 7DS WKH DSSURSULDWH OD\RXW 5HODWHG /LQNV ([WHUQDO PRQLWRU RQ SDJH 9LG
&KDSWHU &RQIHUHQFLQJ 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV $XGLR DQG YLGHR FRQIHUHQFLQJ WKURXJK $YD\D 6FRSLD 2QO\ DXGLR FRQIHUHQFLQJ WKURXJK $YD\D $XUD &RPPXQLFDWLRQ 0DQDJHU DQG $YD\D $XUD &RQIHUHQFLQJ
&RQIHUHQFLQJ %HIRUH VWDUWLQJ WKH FRQIHUHQFH FDOO \RX FDQ 5HPRYH D FRQWDFW IURP WKH VHWXS 6HOHFW DQ DOWHUQDWH QXPEHU RI D FRQWDFW ,I D FRQWDFW IDLOV WR DQVZHU RU GHFOLQHV WKH FDOO WKH FRQWDFW FDUG GLVSOD\V D FDOO IDLOHG LFRQ IRU D IHZ VHFRQGV
6HWWLQJ XS DQG VWDUWLQJ D FRQIHUHQFH 6HWWLQJ XS DQG VWDUWLQJ D FRQIHUHQFH $ERXW WKLV WDVN
&RQIHUHQFLQJ 5HODWHG /LQNV &RQIHUHQFLQJ RQ SDJH 0LG FRQIHUHQFH RSHUDWLRQV 7KLV VHFWLRQ GHVFULEHV WKH RSHUDWLRQV WKDW \RX FDQ SHUIRUP GXULQJ DQ DFWLYH FRQIHUHQFH 5HODWHG /LQNV &RQIHUHQFLQJ RQ SDJH 0LG FRQIHUHQFH PRGHUDWRU RSHUDWLRQV RQ SDJH 9LHZLQJ WKH FRQIHUHQFH URVWHU RQ SDJH 9LHZLQJ WKH FRQIHUHQFH LQIRUPDWLRQ RQ SDJH 0LG FRQIHUHQFH PRGHUDWRU RSHUDWLRQV $V D PRGHUDWRU \RX FDQ FRQWURO DQ DFWLYH FRQIHUHQFH 7KH &ROODERUDWLRQ 6WDWLRQ SURYLG
0LG FRQIHUHQFH RSHUDWLRQV $FWLYH WDONHUV 5ROH PRGHUDWRU RU SUHVHQWHU $XGLR PXWH DQG YLGHR EORFN VWDWXV 3URFHGXUH 7DS &RQIHUHQFH 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FRQIHUHQFH URVWHU 5HODWHG /LQNV 0LG FRQIHUHQFH RSHUDWLRQV RQ SDJH 9LHZLQJ WKH FRQIHUHQFH LQIRUPDWLRQ $ERXW WKLV WDVN
&RQIHUHQFLQJ 7DS 0HUJH ZKHQ WKH XVHU DQVZHUV WKH FDOO RU LQ WKH UHVXPHG FDOO FRQWDLQHU 'URSSLQJ D SDUWLFLSDQW IURP DQ DFWLYH FRQIHUHQFH $ERXW WKLV WDVN $YD\D $XUD &RPPXQLFDWLRQ 0DQDJHU VXSSRUWV GURSSLQJ RQO\ WKH ODVW SDUWLFLSDQW IURP WKH FRQIHUHQFH ZKHUHDV $YD\D $XUD &RQIHUHQFLQJ DQG $YD\D 6FRSLD VXSSRUW GURSSLQJ DQ\ SDUWLFLSDQW 3URFHGXUH 7R GURS WKH ODVW SDUWLFLSDQW IURP DQ $YD\D $XUD &RPPXQLFDWLRQ 0DQDJHU FRQIHUHQFH 7DS DQG KROG WKH FRQIHUHQFH ZLQGRZ XQWLO
&KDSWHU &RQWDFWV
&RQWDFWV 1DYLJDWLQJ WR WKH &RQWDFWV OLVW 3URFHGXUH 5HODWHG /LQNV &RQWDFWV RQ SDJH 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87& 0DUFK
&RQWDFWV DSS VFUHHQ &RQWDFWV DSS VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ &KDQJH 9LHZ &KDQJHV WKH YLHZ RI WKH &RQWDFWV VFUHHQ WR GLVSOD\ DOO FRQWDFWV RU FRQWDFWV ZLWK ZKRP \RX UHFHQWO\ FRPPXQLFDWHG 6HDUFK 6HDUFKHV D FRQWDFW )LOWHU 'LVSOD\V DFFRXQW VSHFLILF FRQWDFWV 6HOHFW IURP WKH IROORZLQJ RSWLRQV $YD\D $XUD 0LFURVRIW ([FKDQJH 6HUYHU 6RUW 6RUWV WKH &RQWDFWV OLVW WR GLVSOD\ FRQWDFWV WKDW DUH RUGHUHG E\ WKH ILUVW RU ODVW QDPH 7DE %DU &RQWDLQV )DYRULWHV &RQWDFWV 5HFHQ
&RQWDFWV $GGLQJ D FRQWDFW 3URFHGXUH 3HUIRUP RQH RI WKH IROORZLQJ DFWLRQV *R WR WKH &RQWDFWV VFUHHQ DQG WDS 0HQX ! $GG QHZ *R WKH &RPPXQLFDWLRQ VFUHHQ DQG WDS $GG LQ WKH /DXQFK 3DQHO (QWHU FRQWDFW GHWDLOV 7R DGG PRUH GHWDLOV WDS $GG DQRWKHU ILHOG 6HOHFW WKH UHTXLUHG ILHOG DQG HQWHU GHWDLOV 7DS 6DYH LQ WKH XSSHU ULJKW FRUQHU RI WKH VFUHHQ 5HODWHG /LQNV &RQWDFWV RQ SDJH 9LUWXDO NH\ERDUG RQ SDJH &RQWDFW ILHOG GHVFULSWLRQV 1DPH
$GGLQJ D FRQWDFW IURP WKH 5HFHQWV OLVW $GGLQJ D FRQWDFW IURP WKH 5HFHQWV OLVW 3URFHGXUH *R WR WKH &RQWDFWV VFUHHQ 2Q 7DE %DU WDS 5HFHQWV 6HOHFW WKH UHTXLUHG FRQWDFW 7DS $GG &RQWDFWV 7DS &5($7( 1(: &217$&7 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FDOO GDWD LQ WKH FRUUHVSRQGLQJ ILHOGV 7R DGG PRUH GHWDLOV WDS $GG DQRWKHU ILHOG 6HOHFW WKH UHTXLUHG ILHOG DQG HQWHU GHWDLOV 7DS 6DYH LQ WKH XSSHU ULJKW FRUQHU RI WKH VFUHHQ
&RQWDFWV 9LHZLQJ DFFRXQW VSHFLILF FRQWDFWV $ERXW WKLV WDVN
(GLWLQJ FRQWDFW GHWDLOV 5HODWHG /LQNV &RQWDFWV RQ SDJH (GLWLQJ FRQWDFW GHWDLOV 3URFHGXUH *R WR WKH &RQWDFWV VFUHHQ 7DS WKH UHTXLUHG FRQWDFW 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &RQWDFW 'HWDLOV VFUHHQ 7DS 0HQX ! (GLW &KDQJH WKH UHTXLUHG GHWDLOV 7DS 6DYH LQ WKH XSSHU ULJKW FRUQHU RI WKH VFUHHQ 5HODWHG /LQNV &RQWDFWV RQ SDJH 9LUWXDO NH\ERDUG RQ SDJH $VVLJQLQJ D ULQJWRQH WR D FRQWDFW RQ SDJH &RQILJXULQJ SUHVHQFH WUDFNL
&RQWDFWV 7DS 0HQX ! (GLW 3HUIRUP RQH RI WKH IROORZLQJ DFWLRQV D 7R DVVLJQ WKH FDOOHG SDUW\ ULQJWRQH WDS WKH &DOOHG SDUW\ ULQJWRQH DUURZ E 7R DVVLJQ WKH FDOOLQJ SDUW\ ULQJWRQH WDS WKH &DOOLQJ SDUW\ ULQJWRQH DUURZ 6HOHFW D ULQJWRQH 7DS 2.
'HOHWLQJ D FRQWDFW 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &RQWDFW 'HWDLOV VFUHHQ 7DS 0HQX ! 'HOHWH ,Q WKH FRQILUPDWLRQ ER[ WDS 'HOHWH 5HODWHG /LQNV &RQWDFWV RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&KDSWHU &RPPXQLFDWLRQV KLVWRU\ 7KH FRPPXQLFDWLRQV KLVWRU\ SURYLGHV WKH FDOO ORJV WKDW LV WKH LQIRUPDWLRQ DERXW DOO FDOOV PDGH IURP RU UHFHLYHG RQ WKH &ROODERUDWLRQ 6WDWLRQ 7KH FDOO ORJV LQFOXGH LQIRUPDWLRQ DERXW WKH IROORZLQJ W\SHV RI FDOOV 2XWJRLQJ FDOOV $QVZHUHG FDOOV 0LVVHG FDOOV &RQIHUHQFH FDOOV 5HODWHG /LQNV 1DYLJDWLQJ WR WKH 5HFHQWV OLVW RQ SDJH &RPPXQLFDWLRQV KLVWRU\ LFRQV RQ SDJH 9LHZLQJ FRPPXQLFDWLRQV KLVWRU\ RQ SDJH &KD
1DYLJDWLQJ WR WKH 5HFHQWV OLVW 1DYLJDWLQJ WR WKH 5HFHQWV OLVW 3URFHGXUH 5HODWHG /LQNV &RPPXQLFDWLRQV KLVWRU\ RQ SDJH &RPPXQLFDWLRQV KLVWRU\ LFRQV ,FRQ 1DPH 'HVFULSWLRQ ,QFRPLQJ DXGLR FDOO 6KRZV DQ DQVZHUHG DXGLR FDOO 2XWJRLQJ DXGLR FDOO 6KRZV DQ RXWJRLQJ DXGLR FDOO 0LVVHG DXGLR FDOO 6KRZV D PLVVHG DXGLR FDOO ,QFRPLQJ YLGHR FDOO 6KRZV DQ LQFRPLQJ YLGHR FDOO 2XWJRLQJ YLGHR FDOO 6KRZV DQ RXWJRLQJ YLGHR FDOO %ULGJHG DXGLR FDOO 6KRZV D EULGJHG FDOO )RUZDUGHG FDOO 6KRZV
&RPPXQLFDWLRQV KLVWRU\ ,FRQ 3ULRULW\ FDOO 6KRZV D SULRULW\ FDOO $XWR FDOOEDFN FDOO 6KRZV DQ DXWR FDOO EDFN FDOO 9LHZLQJ FRPPXQLFDWLRQV KLVWRU\ 3URFHGXUH 2Q WKH 7DEEDU WDS 5HFHQWV 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FRPPXQLFDWLRQ KLVWRU\ 7DS D FDOO WR YLHZ FDOO GHWDLOV 5HODWHG /LQNV &RPPXQLFDWLRQV KLVWRU\ RQ SDJH &KDQJLQJ FRPPXQLFDWLRQV KLVWRU\ YLHZ 3URFHGXUH 2Q WKH 7DEEDU WDS 5HFHQWV 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FRPPXQLFDWLRQ KLV
5HPRYLQJ FRPPXQLFDWLRQV KLVWRU\ HQWU\ 5HPRYLQJ FRPPXQLFDWLRQV KLVWRU\ HQWU\ 3URFHGXUH 2Q WKH 7DEEDU WDS 5HFHQWV 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FRPPXQLFDWLRQ KLVWRU\ 7DS D FDOO WR YLHZ FDOO GHWDLOV 7DS 0HQX ! 'HOHWH WKLV KLVWRU\ 5HODWHG /LQNV &RPPXQLFDWLRQV KLVWRU\ RQ SDJH &OHDULQJ FRPPXQLFDWLRQV KLVWRU\ 3URFHGXUH 2Q WKH 7DEEDU WDS 5HFHQWV 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH FRPPXQLFDWLRQ KLVWRU\ &KDQJH YLHZ WR $OO &DOOV
&KDSWHU &DOHQGDU
1DYLJDWLQJ WR WKH &DOHQGDU VFUHHQ 1DYLJDWLQJ WR WKH &DOHQGDU VFUHHQ 3URFHGXUH 5HODWHG /LQNV &DOHQGDU RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&DOHQGDU &DOHQGDU DSS VFUHHQ 1XPEHU 1DPH 'HVFULSWLRQ &KDQJH YLHZ &KDQJHV WKH YLHZ RI WKH &DOHQGDU VFUHHQ WR GLVSOD\ WKH GD\ ZHHN RU PRQWK RI WKH FDOHQGDU 7RGD\ 'LVSOD\V WKH FXUUHQW GD\ HYHQWV $GG (YHQW $GGV DQ HYHQW 0HQX 'LVSOD\V WKH &DOHQGDU PHQX $FFRXQW QDPH 'LVSOD\V WKH HPDLO DGGUHVV RI WKH DFFRXQW WKDW \RX FRQILJXUHG IRU WKH &DOHQGDU DSS 5HODWHG /LQNV &DOHQGDU RQ SDJH 9LHZLQJ HYHQW GHWDLOV RQ SDJH 9LHZLQJ HYHQW GHWDLOV 3URFHGXU
&UHDWLQJ DQ HYHQW &DOHQGDU DSS VFUHHQ RQ SDJH &UHDWLQJ DQ HYHQW 3URFHGXUH 7DS WKH &DOHQGDU DSS 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &DOHQGDU VFUHHQ 'RXEOH WDS WKH UHTXLUHG WLPH VORW 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH 1HZ HYHQW ZLQGRZ (QWHU WKH HYHQW GHWDLOV 7DS 'RQH RQ WKH XSSHU ULJKW FRUQHU RI WKH VFUHHQ 5HODWHG /LQNV &DOHQGDU RQ SDJH (YHQW ILHOG GHVFULSWLRQV 1DPH 'HVFULSWLRQ &DOHQGDU 'LVSOD\V \RXU HPDLO DGGUHVV :KDW 6SHFLIL
&DOHQGDU 1DPH 'HVFULSWLRQ 3ULYDF\ 6SHFLILHV WKH HYHQW SULYDF\ RSWLRQV 6HOHFW RQH RI WKH IROORZLQJ RSWLRQV 'HIDXOW 3ULYDWH 3XEOLF 5HODWHG /LQNV &DOHQGDU RQ SDJH 'HOHWLQJ DQ HYHQW 3URFHGXUH 7DS WKH &DOHQGDU DSS 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &DOHQGDU VFUHHQ 7DS WKH DSSRLQWPHQW WKDW \RX ZDQW WR GHOHWH 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V D ZLQGRZ ZLWK WKH DSSRLQWPHQW GHWDLOV 7DS 'HOHWH RQ WKH XSSHU ULJKW FRUQHU RI WKH ZLQGRZ 7KH &ROODERUDWLRQ 6WDWLR
&KDQJLQJ WKH FDOHQGDU YLHZ 7DS 'RQH RQ WKH XSSHU ULJKW FRUQHU RI WKH ZLQGRZ 5HODWHG /LQNV &DOHQGDU RQ SDJH &KDQJLQJ WKH FDOHQGDU YLHZ 3URFHGXUH 7DS WKH &DOHQGDU DSS 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &DOHQGDU VFUHHQ 2Q WKH WRS OHIW FRUQHU WDS WKH YLHZ PHQX 7DS WR VHOHFW IURP WKH IROORZLQJ RSWLRQV 'D\ :HHN 0RQWK $JHQGD 5HODWHG /LQNV &DOHQGDU RQ SDJH &RQILJXULQJ WKH FDOHQGDU VHWWLQJV 3URFHGXUH 7DS WK
&DOHQGDU &DOHQGDU VHWWLQJV ILHOG GHVFULSWLRQV 1DPH 'HVFULSWLRQ +LGH GHFOLQHG HYHQWV 6SHFLILHV LI WKH &ROODERUDWLRQ 6WDWLRQ KLGHV WKH GHFOLQHG HYHQWV 6KRZ ZHHN QXPEHUV 6SHFLILHV LI WKH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH ZHHN QXPEHU :HHN VWDUWV RQ 6SHFLILHV WKH VWDUW GD\ RI WKH ZHHN 6HOHFW RQH RI WKH IROORZLQJ RSWLRQV /RFDOH GHIDXOW 6DWXUGD\ 6XQGD\ 0RQGD\ 8VH KRPH WLPH ]RQH 6SHFLILHV LI WKH &ROODERUDWLRQ 6WDWLRQ XVHV WKH KRPH WLPH ]RQH +RPH WLPH ]RQH 6SHF
&DOOLQJ WKURXJK FOLFN WR GLDO &DOOLQJ WKURXJK FOLFN WR GLDO $ERXW WKLV WDVN ,I WKH HYHQW LV D PHHWLQJ WKDW LQFOXGHV D SKRQH QXPEHU WKH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH QXPEHU DQG DQ RSWLRQ WR FDOO WKDW QXPEHU 3URFHGXUH 7DS WKH &DOHQGDU DSS 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &DOHQGDU VFUHHQ 7DS WKH HYHQW WR YLHZ WKH GHWDLOV 7DS &RQQHFW 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH &RPPXQLFDWLRQ DSS WR PDNH WKH FDOO 5HODWHG /LQNV &DOHQGDU RQ SDJH 0
&KDSWHU 3UHVHQFH ,I \RXU DGPLQLVWUDWRU HQDEOHG WKH 3UHVHQFH IHDWXUH IRU \RXU &ROODERUDWLRQ 6WDWLRQ \RX FDQ YLHZ \RXU SUHVHQFH LQIRUPDWLRQ LQ WKH 7RS EDU :LWK WKH 3UHVHQFH IHDWXUH \RX FDQ 7UDFN WKH SUHVHQFH VWDWXV RI D FRQWDFW IRU ZKRP \RX HQDEOHG SUHVHQFH WUDFNLQJ &KDQJH \RXU SUHVHQFH VWDWXV
&KDQJLQJ \RXU SUHVHQFH VWDWXV ,FRQ 1DPH 'HVFULSWLRQ 8QNQRZQ 7KH SUHVHQFH VWDWXV RI WKH FRQWDFW LV XQNQRZQ $XWRPDWLF 7KH &ROODERUDWLRQ 6WDWLRQ XSGDWHV WKH VWDWXV DXWRPDWLFDOO\ 5HODWHG /LQNV 3UHVHQFH RQ SDJH &KDQJLQJ \RXU SUHVHQFH VWDWXV 3URFHGXUH 2Q WKH 7RS %DU WDS WKH 3UHVHQFH LFRQ 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH SUHVHQFH SDQHO 7DS WKH UHTXLUHG VWDWXV 7R VDYH WKH VWDWXV WDS DQ\ZKHUH RQ WKH VFUHHQ RXWVLGH WKH SUHVHQFH SDQHO 5HODWHG
3UHVHQFH $VVLJQLQJ D ULQJWRQH WR D FRQWDFW RQ SDJH (GLWLQJ FRQWDFW GHWDLOV RQ SDJH &KHFNLQJ WKH FRQWDFW SUHVHQFH $ERXW WKLV WDVN
$SSURYLQJ SUHVHQFH WUDFNLQJ UHTXHVWV 3URFHGXUH ,Q WKH 7RS %DU WDS WKH 3UHVHQFH SHQGLQJ ZDWFKHU QRWLILFDWLRQ 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH 3UHVHQFH 3HQGLQJ :DWFKHU 5HTXHVWV SDQHO 7DS WKH DSSURSULDWH RSWLRQ IRU WKH UHTXHVW 5HODWHG /LQNV 3UHVHQFH RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&KDSWHU %URZVHU 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV DQ +70/ ZHE EURZVHU 8VH WKH EURZVHU WR YLHZ DQG LQWHUDFW ZLWK WKH FRQWHQW DQG DSSOLFDWLRQV DYDLODEOH RQ WKH ,QWHUQHW RU \RXU HQWHUSULVH LQWUDQHW 7KH EURZVHU VXSSRUWV WKH IROORZLQJ PHGLD W\SHV -3(* *,) 31* %03 + $9& 93 03(* :$9 5HODWHG /LQNV 1DYLJDWLQJ WR WKH %URZVHU VFUHHQ RQ SDJH 2SHQLQJ WKH EURZVHU RQ SDJH 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ
1DYLJDWLQJ WR WKH %URZVHU VFUHHQ 1DYLJDWLQJ WR WKH %URZVHU VFUHHQ 3URFHGXUH 5HODWHG /LQNV %URZVHU RQ SDJH 2SHQLQJ WKH EURZVHU 3URFHGXUH *R WR WKH +RPH VFUHHQ 7DS %URZVHU 5HODWHG /LQNV %URZVHU RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5$)7²0DUFK ² $0 87&
&KDSWHU 6,3 WHOHSKRQ\ 6KDUHG FRQWURO 7KH &ROODERUDWLRQ 6WDWLRQ VXSSRUWV VKDUHG FRQWURO ZLWK $YD\D RQH ; &RPPXQLFDWRU ,Q WKH VKDUHG FRQWURO PRGH \RX FDQ XVH $YD\D RQH ; &RPPXQLFDWRU WR FRQWURO WKH IROORZLQJ IHDWXUHV RQ WKH &ROODERUDWLRQ 6WDWLRQ 6WDUW DQ DXGLR FDOO (QG DQ DXGLR RU D YLGHR FDOO 3XW RU UHPRYH D FDOO RQ KROG 3XW WKH &ROODERUDWLRQ 6WDWLRQ RQ PXWH 3HUIRUP DWWHQGHG DQG XQDWWHQGHG WUDQVIHU 6WDUW D FRQIHUHQFH E\ 0HUJLQJ WZR FDOO
&KDSWHU &RQILJXUDWLRQ
&RQILJXUDWLRQ 5HODWHG /LQNV &RQILJXUDWLRQ RQ SDJH &RQILJXULQJ DQ ([FKDQJH DFFRXQW 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS $&&28176 ! $GG DFFRXQW ! ([FKDQJH 7KH &ROODERUDWLRQ 6WDWLRQ GLVSOD\V WKH $GG DQ ([FKDQJH DFFRXQW VFUHHQ ,Q WKH (PDLO DGGUHVV ILHOG DQG WKH 3DVVZRUG ILHOG HQWHU WKH ([FKDQJH HPDLO DGGUHVV DQG WKH SDVVZRUG 3UHVV 1H[W 7KH &ROODERUDWLRQ 6WDWLRQ UHWULHYHV WKH DFFRXQW LQIRUPDWLRQ FKHFNV WKH VHUYHU VHWWLQJV DQG
:L )L DQG QHWZRUN VHWWLQJV 5HODWHG /LQNV &RQILJXUDWLRQ RQ SDJH 6HOHFWLQJ DQ (WKHUQHW RU D :L )L QHWZRUN RQ SDJH &RQILJXULQJ WKH (WKHUQHW VHWWLQJV RQ SDJH (WKHUQHW VHWWLQJV ILHOG GHVFULSWLRQV RQ SDJH :L )L QHWZRUN RQ SDJH &RQQHFWLQJ WR D :L )L QHWZRUN RQ SDJH 6HOHFWLQJ DQ (WKHUQHW RU D :L )L QHWZRUN $ERXW WKLV WDVN
&RQILJXUDWLRQ (WKHUQHW VHWWLQJV ILHOG GHVFULSWLRQV 1DPH 'HVFULSWLRQ ,QWHUIDFHV (WKHUQHW 6SHFLILHV WKH (WKHUQHW PRGH 3& (WKHUQHW 6SHFLILHV WKH 3& (WKHUQHW PRGH ,((( [ DXWKHQWLFDWLRQ 6XSSOLFDQW PRGH 6SHFLILHV WKH VXSSOLFDQW PRGH 3DVV WKURXJK PRGH 6SHFLILHV WKH SDVV WKURXJK PRGH ($3 7\SH 6SHFLILHV WKH ($3 W\SH [ FUHGHQWLDOV 6SHFLILHV WKH [ FUHGHQWLDOV LGHQWLW\ DQG SDVVZRUG 9/$1 9/$1 WDJJLQJ 4 6SHFLILHV WKH 9/$1 WDJJLQJ PRGH 9/$1 6SHFLILHV WKH 9/$1 ,' 9/$1 WH
%OXHWRRWK :L )L DQG QHWZRUN VHWWLQJV RQ SDJH &RQQHFWLQJ WR D :L )L QHWZRUN $ERXW WKLV WDVN
&RQILJXUDWLRQ &RQILJXUDWLRQ RQ SDJH 7XUQLQJ %OXHWRRWK RQ RQ SDJH 3DLULQJ D %OXHWRRWK GHYLFH RQ SDJH 5HQDPLQJ D SDLUHG %OXHWRRWK GHYLFH RQ SDJH 8QSDLULQJ D GHYLFH RQ SDJH &KDQJLQJ D FRQQHFWLRQ SURILOH RQ SDJH 7XUQLQJ %OXHWRRWK RQ 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS :,5(/(66 1(7:25.6 ! %OXHWRRWK ! 21 5HODWHG /LQNV %OXHWRRWK RQ SDJH 3DLULQJ D %OXHWRRWK GHYLFH %HIRUH \RX EHJLQ (QVXUH WKDW \RX KDYH SXW WKH %OXHWRR
&DOO VHWWLQJV 7DS :,5(/(66 1(7:25.6 ! %OXHWRRWK ,Q WKH 3$,5(' '(9,&(6 OLVW WDS 6HWWLQJV IRU WKH UHTXLUHG GHYLFH 7DS 5HQDPH 7\SH D QHZ QDPH DIWHU GHOHWLQJ WKH ROG QDPH 7DS 2. 5HODWHG /LQNV %OXHWRRWK RQ SDJH 8QSDLULQJ D GHYLFH 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS :,5(/(66 1(7:25.
&RQILJXUDWLRQ 6HWWLQJ WKH DXGLR SDWK RQ SDJH &RQILJXULQJ WKH ZLUHOHVV KHDGVHW VLJQDOLQJ RQ SDJH 6HWWLQJ WKH GLDO PRGH RQ SDJH 6HWWLQJ WKH &DOO 3LFNXS *URXS LQGLFDWLRQ RQ SDJH &RQILJXULQJ $XWRPDWLF *DLQ &RQWURO RQ SDJH 6HWWLQJ WKH KHDGVHW SURILOH RQ SDJH &RQILJXULQJ WKH UHGLDO RSWLRQ 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 3(5621$/ ! &DOO VHWWLQJV ! 5HGLDO 6HOHFW RQH RI WKH IROORZLQJ RSWLRQV 5HFHQWV 7R UHGLDO D QXPEHU I
&DOO VHWWLQJV 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 3(5621$/ ! &DOO VHWWLQJV ! +HDGVHW VLJQDOLQJ 6HOHFW RQH RI WKH IROORZLQJ RSWLRQV 1RQH 'LVDEOHV VLJQDOLQJ EHWZHHQ WKH ZLUHOHVV KHDGVHW DQG WKH &ROODERUDWLRQ 6WDWLRQ 7R XVH WKH KDQGVHW \RX PXVW SUHVV WKH +HDGVHW EXWWRQ RQ WKH &ROODERUDWLRQ 6WDWLRQ DQG WKHQ WKH &DOO FRQWURO EXWWRQ RQ WKH KHDGVHW 6ZLWFKKRRN $OHUWLQJ *HQHUDWHV LQFRPLQJ FDOO DOHUWV RQ WKH KHDGVHW
&RQILJXUDWLRQ 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 3(5621$/ ! &DOO VHWWLQJV ! &DOO 3LFNXS LQGLFDWLRQ 6HOHFW RQH RI WKH IROORZLQJ RSWLRQV 1R LQGLFDWLRQ 3URYLGHV QR DOHUW $XGLEOH RQO\ 3URYLGHV DQ DXGLR DOHUW 9LVXDO RQO\ 3URYLGHV D YLVXDO DOHUW E\ EOLQNLQJ WKH 0RQLWRU EXWWRQ RQ WKH 1DYLJDWLRQ 3DQHO $XGLEOH DQG 9LVXDO 3URYLGHV ERWK DXGLR DOHUW DQG YLVXDO DOHUW 5HODWHG /LQNV &DOO VHWWLQJV RQ SDJH &RQILJXULQJ $XWRPDWLF *DLQ &
&RQWDFWV VHWWLQJV 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 3(5621$/ ! &DOO VHWWLQJV ! $'9$1&(' ! +HDGVHW SURILOH ,I WKH QDPH RI \RXU KHDGVHW DSSHDUV LQ WKH OLVW RI SURILOHV VHOHFW LW ,I WKH QDPH GRHV QRW DSSHDU \RX PD\ WHVW YDULRXV SURILOHV WR ILQG WKH RQH WKDW VRXQGV EHVW 2WKHUZLVH FRQWDFW \RXU KHDGVHW PDQXIDFWXUHU IRU UHFRPPHQGDWLRQ 5HODWHG /LQNV &DOO VHWWLQJV RQ SDJH &RQWDFWV VHWWLQJV 7KLV VHFWLRQ GHVFULEHV WKH FRQWDFWV UHODWHG FRQILJXUDWL
&RQILJXUDWLRQ 6HWWLQJ RQOLQH VHDUFK RQ RU RII $ERXW WKLV WDVN
6HWWLQJ VFUHHQ ORFN WLPH 5HODWHG /LQNV &RQILJXUDWLRQ RQ SDJH 6HWWLQJ VFUHHQ ORFN WLPH 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 3(5621$/ ! 6HFXULW\ ! $XWRPDWLFDOO\ ORFN 6HOHFW DQ DSSURSULDWH WLPH LQ ZKLFK WKH &ROODERUDWLRQ 6WDWLRQ ORFNV WKH VFUHHQ LQ FDVH RI LQDFWLYLW\ 5HODWHG /LQNV &RQILJXUDWLRQ RQ SDJH 0DUFK 8VLQJ $YD\D + 9LGHR &ROODERUDWLRQ 6WDWLRQ $YD\D 3URSULHWDU\ 8VH SXUVXDQW WR WKH WHUPV RI \RXU VLJQHG DJUHHPHQW RU $YD\D SROLF\ '5
&KDSWHU 3HUVRQDOL]DWLRQ
$GMXVWLQJ WKH YROXPH VHWWLQJV $GMXVWLQJ WKH YROXPH VHWWLQJV $ERXW WKLV WDVN 8VH WKH IROORZLQJ SURFHGXUH WR DGMXVW WKH YROXPH IRU PXVLF PHGLD ULQJWRQH QRWLILFDWLRQV DQG DODUPV 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS '(9,&( ! 6RXQG ! 9ROXPHV 7DS DQG GUDJ WKH VOLGHU EDUV WR DVVLJQ D YROXPH OHYHO WR DQ\ RI WKH IROORZLQJ RSWLRQV 0XVLF YLGHR JDPHV RWKHU PHGLD 5LQJWRQH QRWLILFDWLRQV $ODUPV 5HODWHG /LQNV 3HUVRQDOL]DWLRQ RQ SDJH
3HUVRQDOL]DWLRQ 3HUVRQDOL]LQJ WKH QRWLILFDWLRQ VRXQG $ERXW WKLV WDVN
7XUQLQJ WKH VFUHHQ ORFN VRXQG RQ RU RII 7XUQLQJ WKH VFUHHQ ORFN VRXQG RQ RU RII $ERXW WKLV WDVN
3HUVRQDOL]DWLRQ &KDQJLQJ WKH ZDOOSDSHU $ERXW WKLV WDVN
&KDQJLQJ WKH GDWH IRUPDW 3HUVRQDOL]DWLRQ RQ SDJH &KDQJLQJ WKH GDWH IRUPDW 3URFHGXUH *R WR WKH 6HWWLQJV VFUHHQ 7DS 6<67(0 ! 'DWH DQG WLPH ! &KRRVH GDWH IRUPDW 6HOHFW WKH UHTXLUHG IRUPDW 7DS 2.
&KDSWHU 7URXEOHVKRRWLQJ &DPHUD QRW ZRUNLQJ &DPHUD QRW ZRUNLQJ &DPHUD LV QRW FDSWXULQJ YLGHR LPDJHV RU WKH FDPHUD /(' LV QRW OLJKWHG XS &DPHUD FDEOH QRW FRQQHFWHG SURSHUO\ &DPHUD KDV D GHGLFDWHG 86% LQ WKH &ROODERUDWLRQ 6WDWLRQ DQG ZRUNV RQO\ LI WKH FDPHUD FDEOH LV FRQQHFWHG WR WKH GHGLFDWHG 86% 6ROXWLRQ (QVXUH WKDW WKH FDPHUD FDEOH LV FRQQHFWHG WR WKH GHGLFDWHG FDPHUD 86% LQ WKH &ROODERUDWLRQ 6WDWLRQ DQG \RX KDYH RSHQHG WKH SULYDF\ VKXWWHU RI WKH FDPHUD 9LGHR
,QGH[ $ % DFFRXQW ([FKDQJH YLHZ FRQWDFWV DFFRXQW VSHFLILF FRQWDFWV DFWLYDWH FDOO H[FOXVLRQ DFWLYDWH (QKDQFHG &DOO )RUZDUG DFWLYDWH )RUZDUG $OO &DOOV DFWLYD
,QGH[ FDOO PDQDJHPHQW FDOO RQ KROG FRQWDLQHU FDOO SDUN &DOO 3LFNXS JURXS DOHUW FDOO UHFRUGLQJ FDOO VHWWLQJV
,QGH[ FRUGOHVV KDQGVHW FRQWLQXHG SDLU DQG UH SDLU FRUGOHVV KDQGVHW OD\RXW FRUGOHVV KDQGVHW QRWLILFDWLRQV FUHDWH HYHQW FXVWRPL]DWLRQ ' GHDFWLYDWH (QKDQFHG &DOO )RUZDUG
,QGH[ / ODXQFK SDQHO DGG DQ DSS DGG D ZLGJHW /DXQFK SDQHO /DXQFK 3DQHO OHJDO QRWLFHV OLVWHQ WR WKH YRLFH PDLO
,QGH[ SUHFDOO RSHUDWLRQ FRQWLQXHG 'LDO ,QWHUFRP 3ULRULW\ &DOO 8QEORFN &DOOLQJ 3DUW\ ,QIR 8QSDUN &DOO :KLVSHU 3DJH SUHFDOO RSHUDWLRQV
,QGH[ WXUQ WKH VFUHHQ ORFN VRXQG RQ RU RII WXUQ WKH WRXFK VRXQG RQ RU RII W\SHV RI FRPPXQLFDWLRQ FRQWDLQHUV 8 XPXWH D FDOO XQEORFN FDOOLQJ SDUW\ LQIRUPDWLRQ XQEORFN YLGHR WUDQVPLVVLRQ XQORFN WKH &ROODERUDWLRQ